George G. Rupp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Gyorgy Rupp, who also goes by Gyorgy George Rupp, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2001. George had worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2011 - December 31, 2012
CARION CAPITAL LLC
August 23, 2004 - April 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 14, 2004 - April 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2002 - May 28, 2004
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
September 7, 2001 - March 4, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CARION CAPITAL LLC
CRD#: 157831 / SEC#: 801-72384
Contact information
Red Flags
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