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DG

Darin Philip Glanzer

CFP®
FOCUS FINANCIAL
BRANDON, SD
·CRD# 3086816·28 years experience

Professional Summary

Darin Philip Glanzer, CFP® is a registered financial advisor currently at FOCUS FINANCIAL located in Brandon, South Dakota and OSAIC WEALTH, INC. located in Minneapolis, Minnesota. Darin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Darin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2012

Years of Experience

28 years in the financial services industry

Current & Past Employments

FOCUS FINANCIAL·CRD# 116140
RIA
Brandon, SD
January 18, 2005 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
BD
1. 1300 Godward St Ne Suite 5500, Minneapolis, MN 554132. Brandon, SD
September 9, 2002 - Present
WADDELL & REED·CRD# 866
RIA
St Paul, MN
October 20, 1998 - September 18, 2002
WADDELL & REED·CRD# 866
BD
Overland Park, KS
August 6, 1998 - September 18, 2002

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Current Firm

FOCUS FINANCIAL
FOCUS FINANCIAL

AFC FINANCIAL ADVISORY GROUP | THE BASBALLE GROUP | MOSER & HEIER FINANCIAL SOLUTIONS | MERTZ WEALTH STRATEGIES, INC. | MCMURRAY WHITNEY FINANCIAL | KMF ADVISORS | FOCUS FINANCIAL NETWORK, INC. | FOCUS FINANCIAL | FDI INCORPORATED/FINANCIAL DESIGNS | BROOKLANDS

CRD#: 116140 / SEC#: 801-71117
RIA
Registered Investment Advisory firm - SEC (3/2/2010 Approved)
Arizona
Registered Investment Advisory firm - Arizona (3/5/2010 Terminated)
California
Registered Investment Advisory firm - California (3/8/2010 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (3/12/2010 Terminated)
Florida
Registered Investment Advisory firm - Florida (3/5/2010 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/5/2010 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (3/2/2010 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (3/9/2010 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (3/5/2010 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (3/24/2010 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (3/8/2010 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (3/5/2010 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (3/12/2010 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (3/5/2010 Terminated)
New York
Registered Investment Advisory firm - New York (3/5/2010 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (3/5/2010 Terminated)
North Dakota
Registered Investment Advisory firm - North Dakota (3/5/2010 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (3/5/2010 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (3/5/2010 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (3/31/2010 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (3/5/2010 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/5/2010 Terminated)
Washington
Registered Investment Advisory firm - Washington (3/5/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (3/5/2010 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413

Phone Number

(651) 631-8166

# of Employees

189

SEC notice filing (47 States and Territories)

Registered to provide investment advisory services in 47 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FOCUS FINANCIAL FIRM BROCHURE (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

27,510

AUM (Assets Under Management)

$6,823,756,233

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/06/2026Cover PageReport
01/16/2025Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FOCUS FINANCIAL NETWORK, INC. - INVESTMENT ADVISOR BUSINESS. 65% OF TIME. FEES. 2. UNIVERSITY OF NORTHWESTERN (ST PAUL) FOUNDATION MEMBER (TAX-EXEMPT NON-PROFIT ORGANIZATION), THE PURPOSE OF THE FOUNDATION IS TO HELP INDIVIDUALS ACCOMPLISH THEIR CHARITABLE OBJECTIVES AND ASSIST IN THE EXPANSION OF NORTHWESTERN COLLEGE AND MEDIA MINISTRIES. THE FOUNDATION MEETS 3 TIMES A YEAR FOR ABOUT 2 HOURS. THESE MEETING ARE NORMALLY DURING TRADING HOURS. IT IS LOCATED AT 3003 SNELLING AVE. NORTH, ROSEVILLE, MN 55113. 651-631-5100. I STARTED SERVING IN APRIL OF 2012 AND MY TERM OF SERVICE CAN BE RENEWED 3 YEARS. THE FOUNDATION DOES PROVIDE OVERSIGHT OF A THIRD PARTY MONEY MANAGER. THE THIRD PARTY MANAGER IS RESPONSIBLE FOR INVESTMENT DECISIONS. THE FOUNDATION CAN FIRE THE AND HIRE THE MONEY MANAGER. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2002 ADDRESS: 26605 Caley Cir., Brandon SD 57005, United States DESCRIPTION: Review current financial situations. Review Insurance needs and products. Make suggestions based on needs. 4. JDG PROPERTIES, LLC POSITION: Minority Owner (49%) NATURE: It is an LLC that invests in real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 05/06/2024 ADDRESS: 26605 Caley Cir, Brandon SD 57005, United States DESCRIPTION: I am a minority investor that assists the manager (majority owner) in maintaining and managing real estate. 5. UNIVERSITY OF NORTHWESTERN-ST. PAUL POSITION: INVESTMENT COMMITTEE MEMBER NATURE: TAX-EXEMPT NON-PROFIT EDUCATIONAL INSTITUTION INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2024 ADDRESS: 3003 SNELLING AVE. N, ROSEVILLE MN 55113, United States DESCRIPTION: THE COMMITEE PROVIDES OVERSIGHT OF A THIRD-PARTY MONEY MANGER. THE THRID-PARTY MANAGER IS RESPONSIBLE FOR THE INVESTMENT DECISIONS. THE COMMITTEE IS RESPONSIBLE FOR HIRING THE THIRD-PARTY MONEY MANAGER

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FOCUS FINANCIAL
FOCUS FINANCIAL

AFC FINANCIAL ADVISORY GROUP | THE BASBALLE GROUP | MOSER & HEIER FINANCIAL SOLUTIONS | MERTZ WEALTH STRATEGIES, INC. | MCMURRAY WHITNEY FINANCIAL | KMF ADVISORS | FOCUS FINANCIAL NETWORK, INC. | FOCUS FINANCIAL | FDI INCORPORATED/FINANCIAL DESIGNS | BROOKLANDS

CRD#: 116140 / SEC#: 801-71117
RIA
Registered Investment Advisory firm - SEC (3/2/2010 Approved)
Arizona
Registered Investment Advisory firm - Arizona (3/5/2010 Terminated)
California
Registered Investment Advisory firm - California (3/8/2010 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (3/12/2010 Terminated)
Florida
Registered Investment Advisory firm - Florida (3/5/2010 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/5/2010 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (3/2/2010 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (3/9/2010 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (3/5/2010 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (3/24/2010 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (3/8/2010 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (3/5/2010 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (3/12/2010 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (3/5/2010 Terminated)
New York
Registered Investment Advisory firm - New York (3/5/2010 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (3/5/2010 Terminated)
North Dakota
Registered Investment Advisory firm - North Dakota (3/5/2010 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (3/5/2010 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (3/5/2010 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (3/31/2010 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (3/5/2010 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/5/2010 Terminated)
Washington
Registered Investment Advisory firm - Washington (3/5/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (3/5/2010 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(10/4/2006)
RR
Arkansas
(2/24/2016)
RR
Colorado
(9/9/2002)
RR
District of Columbia
(1/27/2021)
RR
Florida
(1/26/2005)
RR
Illinois
(4/11/2023)
RR
Iowa
(9/9/2002)
RR
Maryland
(9/8/2023)
RR
Michigan
(6/5/2025)
RR
Minnesota
(9/9/2002)
IAR
Minnesota
(12/3/2025)
RR
Nebraska
(10/21/2002)
RR
New Jersey
(2/12/2018)
RR
Ohio
(4/20/2020)
RR
South Dakota
(9/9/2002)
IAR
South Dakota
(2/25/2005)
RR
Tennessee
(10/27/2017)
RR
Texas
(2/22/2006)
RR
Utah
(7/17/2024)
RR
Virginia
(6/11/2025)
RR
Wisconsin
(9/9/2002)
RR
Wyoming
(4/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1998About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Darin Philip Glanzer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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