Paul H. Sendik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Howard Sendik was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1998. Paul had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2015 - November 2, 2023
PAYCHEX SECURITIES CORPORATION
September 27, 2000 - April 18, 2001
MORGAN STANLEY DW INC.
August 26, 1998 - February 2, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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