Irene Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irene Murphy, who also goes by Irene Hanczanek, Hanczanek, Irene Hanczaruk, Irene E Murphy, was a registered financial professional .
Irene is a previously registered financial professional and started their career in finance in 1999. Irene had worked at 7 firms and has passed the Series 66, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2011 - September 5, 2013
WALNUT STREET SECURITIES, INC.
July 13, 2011 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
July 13, 2011 - January 27, 2014
NEW ENGLAND SECURITIES
July 13, 2011 - January 27, 2014
MSI FINANCIAL SERVICES, INC.
June 6, 2011 - September 6, 2013
WALNUT STREET SECURITIES, INC.
June 6, 2011 - September 6, 2013
TOWER SQUARE SECURITIES, INC.
June 6, 2011 - January 27, 2014
NEW ENGLAND SECURITIES
June 6, 2011 - January 27, 2014
MSI FINANCIAL SERVICES, INC.
February 22, 2011 - January 27, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
January 3, 2011 - February 16, 2011
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - February 16, 2011
VOYA FINANCIAL ADVISORS, INC.
March 12, 2004 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
December 15, 1999 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALNUT STREET SECURITIES, INC.
CRD#: 15840 / SEC#: 801-62161, 8-32772
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE, INC. | DIRECT OWNER | |
| AQUINO, VIRGELAN ERNESTO | CHIEF COMPLIANCE OFFICER, BROKER DEALER | 2976229 |
| CARRIER, ANDRE THEODORE | CHIEF OPERATIONS OFFICER | 2257728 |
| COHN, MARC ALLAN | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | 2464524 |
| DWYER, JAMES | VICE PRESIDENT, LICENSING AND REGISTRATION | |
| FORGET, ELIZABETH MARY | DIRECTOR | 2767945 |
| HALPERIN, JEFFREY PAUL | ANTI-MONEY LAUNDERING OFFICER | 2899327 |
| LACEK, MICHAEL J | CHIEF LEGAL OFFICER | |
| MARKHAM, CRAIG WILLIAM | PRESIDENT AND DIRECTOR | 1383638 |
| MARTINEZ, JOHN GREGORY | VICE PRESIDENT AND FINANCIAL AND OPERATIONS PRINCIPAL | 2210722 |
| TORRES, ISAAC | SECRETARY |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
