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WL

Wendy S. Liverant

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CRD#: 3086571
WL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Wendy Sue Liverant, CFP® was a registered financial professional .

Wendy is a previously registered financial professional and started their career in finance in 1998. Wendy had worked at 4 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

January 17, 2007 - December 31, 2013

SUMMIT WEALTH MANAGEMENT, INC

RIA
CRD#: 105714
ATLANTA, GA
Past

April 7, 2005 - August 17, 2006

SUMMIT WEALTH MANAGEMENT,INC

RIA
CRD#: 104820
ROSWELL, GA
Past

March 7, 2003 - July 6, 2004

HORIZONS FINANCIAL ADVISORS INC

RIA
CRD#: 104918
ALPHARETTA, GA
Past

July 16, 1998 - May 13, 1999

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/15/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 7/15/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SW
SUMMIT WEALTH MANAGEMENT, INC
B.R. CHAMBERLAIN & SONS, INC. | WALL STREET SERVICES | SUMMIT WEALTH MANAGEMENT, INC | SUMMIT WEALTH MANAGEMENT DBA WALL STREET SERVICES | SUMMIT WEALTH MANAGEMENT | CHAMBERLAIN B R & SONS INC | BR CHAMBERLAIN & SONS

CRD#: 105714 / SEC#: 801-29339

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Contact information

Main Address
115 Perimeter Center Place Ne Suite 150, Atlanta, GA 30346
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT WEALTH MANAGEMENT, INC

CRD#: 105714

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