TS
Travis E. Scribner
PARK AVENUE SECURITIES LLC
Las Vegas, NV 89148
Some features on this profile are disabled
CRD#: 3086537
TS
Professional summary
Travis E Scribner, who also goes by Travis Edward Scribner, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Las Vegas, Nevada.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Travis has worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Travis Edward Scribner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DI Broker,
Start: 01/03/2017,
Address: Online,
1 bus hr per month,
Investment related,
2. Liberty ID-Offer identity theft restoration for clients
Start: 04/24/2017
Address: 1707 Village Center Circle Ste. 100; Las Vegas, NV 89134,
2 bus hrs per month,
Not investment related,
3. WestPac Properties LLC-WestPac Properties is the holding company that owns our office building,.
Start: 10/02/2017,
Address: 8906 Spanish Ridge Ave Las Vegas Nevada 89148,
0 hrs per month,
Investment related,
4. Black Oak Capital LLC-Business consulting,
Start: 07/02/2018,
Address: 8906 Spanish Ridge ave Suite 110,Las Vegas, NV 89148,
2 bus hrs per month,
Not investment related,
5. Author/Speaker-Author for news articles, magazines, and books-Published book by the name of Financial Malpractice,
Start: 12/17/2018,
Address: 8906 Spanish Ridge Ave Suite 110, Las Vegas, NV 89148,
5 non bus hrs per month,
Not investment related,
6. Golden Oak Capital LLC-Minority restaurant owner,
Start: 09/12/2019,
Address: N/A,
0 hrs per month,
Not investment related,
7. Foxhole Partner Experience-Coaching company for Financial Advisers that deals with behavioral management,
Start: 10/08/2019,
Address: 2010 Coors Creek Cove, Collierville, TN 38017,
1 non bus hr per month,
Not investment related,
8. Just One Project/ Board of Directors-Board Member of Committee that is in charge of raising funds for a non-profit organization called The Just One Project,.
Start: 01/01/2020,
Address: 1541 W Oakey Blvd, Las Vegas, NV 89102,
5 bus hrs per month,
Not investment related,
9. Insurance Outside of Guardian,
Start Date: 10/1/2025,
Address: 8906 Spanish Ridge Ave Suite 110 Las Vegas, NV 89148,
1 total hr/month; 1 during securities trading hours,
Investment Related,
<10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Travis E Scribner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Travis E Scribner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2014 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8906 Spanish Ridge Avenue Suite 110, Las Vegas, NV 89148RIA
BD
CRD#: 46173
Las Vegas, NV
Current
November 11, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8906 Spanish Ridge Avenue Suite 110, Las Vegas, NV 89148RIA
BD
CRD#: 46173
Las Vegas, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/13/2022)
RR
Alaska(5/3/2018)
RR
Arizona(5/8/2018)
IAR
Arizona(6/26/2019)
RR
Arkansas(7/22/2019)
RR
California(5/29/2014)
IAR
California(6/18/2015)
RR
Colorado(5/8/2018)
IAR
Colorado(12/13/2019)
RR
Connecticut(10/13/2020)
RR
Delaware(1/15/2025)
RR
District of Columbia(7/13/2019)
RR
Florida(4/18/2018)
RR
Georgia(4/11/2018)
IAR
Georgia(6/14/2019)
RR
Hawaii(4/9/2018)
IAR
Hawaii(11/18/2020)
RR
Idaho(8/1/2018)
RR
Illinois(6/27/2018)
RR
Indiana(11/20/2018)
IAR
Indiana(2/27/2019)
RR
Iowa(1/6/2015)
IAR
Iowa(1/14/2015)
RR
Kansas(3/11/2020)
RR
Kentucky(2/28/2019)
IAR
Kentucky(7/28/2020)
RR
Louisiana(1/15/2021)
RR
Maine(8/23/2022)
RR
Maryland(2/26/2019)
IAR
Maryland(4/21/2021)
RR
Massachusetts(11/26/2019)
IAR
Massachusetts(12/5/2019)
RR
Michigan(1/3/2019)
RR
Minnesota(8/24/2018)
IAR
Minnesota(1/23/2024)
RR
Mississippi(9/30/2024)
RR
Missouri(8/20/2018)
IAR
Missouri(5/26/2020)
RR
Montana(6/6/2018)
IAR
Montana(7/28/2020)
RR
Nebraska(10/8/2024)
RR
Nevada(4/9/2014)
IAR
Nevada(5/19/2014)
RR
New Hampshire(6/22/2023)
RR
New Jersey(10/31/2018)
IAR
New Jersey(11/7/2018)
RR
New Mexico(6/14/2019)
IAR
New Mexico(12/2/2019)
RR
New York(10/29/2018)
IAR
New York(4/16/2021)
RR
North Carolina(8/15/2022)
RR
Ohio(9/29/2016)
IAR
Ohio(9/29/2016)
RR
Oklahoma(3/11/2020)
IAR
Oklahoma(1/25/2021)
RR
Oregon(5/15/2017)
IAR
Oregon(6/1/2017)
RR
Pennsylvania(6/17/2019)
IAR
Pennsylvania(7/6/2023)
RR
Rhode Island(8/16/2018)
RR
South Carolina(5/15/2019)
IAR
South Carolina(11/22/2021)
RR
South Dakota(8/9/2022)
RR
Tennessee(11/26/2019)
RR
Texas(4/13/2017)
IAR
Texas(4/17/2017)
RR
Utah(4/18/2018)
IAR
Utah(7/29/2020)
RR
Virginia(8/23/2017)
IAR
Virginia(8/23/2017)
RR
Washington(10/3/2017)
IAR
Washington(10/4/2017)
RR
West Virginia(3/24/2025)
RR
Wisconsin(8/24/2018)
RR
Wyoming(11/27/2018)
IAR
Wyoming(11/30/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
