Daryl S. Redmond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daryl Scott Redmond was a registered financial professional .
Daryl is a previously registered financial professional and started their career in finance in 1998. Daryl had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2010 - August 1, 2019
CAPITAL ONE ADVISORS, LLC
November 14, 2008 - June 12, 2019
CAPITAL ONE INVESTING, LLC
March 28, 2002 - March 28, 2005
SCOTTRADE, INC.
May 13, 1999 - January 23, 2002
HARRIS INVESTORLINE INC.
July 24, 1998 - September 1, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/21/2000
Limited Representative-Equity Trader ExamCurrent Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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