CR
Craig A. Rossetti
HORNOR, TOWNSEND & KENT
PITTSBURGH, PA 15234
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CRD#: 3086453
CR
Professional summary
Craig Anthony Rossetti, CFP®, ChFC® is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Pittsburgh, Pennsylvania.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Craig has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 21ST CENTURY FINANCIAL, INVESTMENT-RELATED, 300 MT. LEBANON BLVD., STE. 203, PITTSBURGH, PA 15234, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, AGENT/FINANCIAL ADVISOR, START DATE: AUGUST 2009, APPROX. NUMBER OF HOURS/MONTH: 160, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 120, DUTIES: SALE OF LIFE, HEALTH, DISABILITY, MEDICAL, LTC AND ANNUITY INSURANCE PRODUCTS. 2) ROSSETTI FINANCIAL, INC., INVESTMENT-RELATED, 300 MT. LEBANON BLVD., STE. 203, PITTSBURGH, PA 15234, PROVIDE MARKETING SERVICES TO FINANCIAL ADVISORS, PRESIDENT, START DATE: NOVEMBER 2010, APPROX. NUMBER OF HOURS/MONTH: 5, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 5, DUTIES: MANAGEMENT. 3)ROSSETTI TAX AND ACCOUNTING SERVICES, ROSSETTI TAX AND ACCOUNTING, INC., NOT INVESTMENT-RELATED, 300 MT. LEBANON BLVD., STE. 203, MT. LEBANON, PA 15234, TAX PAYMENTS, ACCOUNTING AND PAYROLL PREPARATION, ACCOUNTANT, START DATE: JANUARY 1997, APPROX. NUMBER OF HOURS/MONTH: MORE THAN 40, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: ACCOUNTANT. 4)REAL ESTATE RENTAL, NOT INVESTMENT-RELATED, 1138 DRIFTWOOD DRIVE, PITTSBURGH, PA 15243, RENTAL OF REAL ESTATE PROPERTIES, OWNER, START DATE: SEPTEMBER 1998, APPROX. NUMBER OF HOURS/MONTH: 3, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 2, DUTIES: MANAGE RENTAL PAYMENTS. 5) MOUNT LEBANON VILLAGE,INVESTMENT RELATED:NO; ADDRESS:710 WASHINGTON ROAD, PITTSBURGH, PA 15228; NATURE OF OBA: COMMUNITY NON PROFIT ORGANIZATION;POSITION, TITLE, RELATIONSHIP: MEMBER OF THE BOARD OF DIRECTORS;START DATE OF OBA 7/1/2015;# HOURS/MONTH: 10 MONTH; # HRS/MO DURING TRADING: 10 MONTH; DESCRIBE DUTIES: PARTICIPATE AS A MEMBER OF THE BOARD OF DIRECTORS AND HELP PROVIDE GUIDANCE FOR THE ORGANIZATION. 6)TAX PREPARER | POSITION: EMPLOYEE | NATURE: TAX PREPARATION | INVESTMENT RELATED: NO | NUMBER OF HOURS: 80 | SECURITIES TRADING HOURS: 12 | START DATE: 01/12/2024 | ADDRESS: 300 MOUNT LEBANON BOULEVARD, SUITE 203, PITTSBURGH PA 15234 | DESCRIPTION: PROVIDE ONLINE TAX PREPARATION AND SUPPORT DURING TAX SEASON INTUIT AS AN EMPLOYEE.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Anthony Rossetti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Craig Anthony Rossetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
August 21, 2009 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 300 Mt Lebanon Blvd, Ste 203, Pittsburgh, PA 15234RIA
BD
CRD#: 4031
PITTSBURGH, PA
Current
August 21, 2009 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 300 Mt Lebanon Blvd, Ste 203, Pittsburgh, PA 15234RIA
BD
CRD#: 4031
PITTSBURGH, PA
Past
February 13, 2008 - September 9, 2009
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MCKEES ROCKS, PA
Past
February 23, 2004 - September 9, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
MCKEES ROCKS, PA
Past
August 26, 1998 - March 24, 2004
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/16/2009)
RR
Maryland(10/16/2009)
RR
Nevada(1/12/2021)
RR
New Jersey(6/13/2011)
RR
North Carolina(2/17/2022)
RR
Ohio(10/16/2009)
RR
Pennsylvania(8/21/2009)
IAR
Pennsylvania(8/21/2009)
RR
South Carolina(4/25/2011)
RR
Virginia(4/21/2021)
RR
West Virginia(6/20/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
