WD
William J. Dubinsky
GALLAGHER SECURITIES,
New York, NY 10017
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CRD#: 3086399
WD
Professional summary
William Jay Dubinsky, who also goes by Bill Dubinsky, is a registered financial advisor currently at GALLAGHER SECURITIES, INC located in New York, New York.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. William has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 50, SIE, Series 7, Series 54 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Dubinsky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Waterway Gas & Wash; Chesterfield, MO; Not Investment-Related; Since 1/2012; Advisory Board Member; Firm is a Car Wash; Devote minimal time to this activity. 2) Gallagher Securities, Limited; London, UK; Investment-Related; Since 12/2021; Certified Individual; Firm is a UK-based Broker Dealer; Devote minimal time to this activity. 3) Gallagher Re, Inc.; New York, NY; Investment-Related; Since 12/2021; Managing Director; Firm is a global reinsurance broker; Devote 50% of time to this activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Jay Dubinsky's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Jay Dubinsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2021 - Present
GALLAGHER SECURITIES, INC
Office #1: 300 Madison Avenue 28th Floor, New York, NY 10017Office #2: 250 Park Avenue 5th Floor, New York, NY, 10177RIA
BD
CRD#: 116605
New York, NY
Current
May 21, 2010 - Present
GALLAGHER SECURITIES, INC
Office #1: 300 Madison Avenue 28th Floor, New York, NY 10017Office #2: 300 Madison Avenue 28th Floor, New York, NY, 10017RIA
BD
CRD#: 116605
New York, NY
Past
April 30, 2002 - April 14, 2010
SWISS RE CAPITAL MARKETS CORPORATION
BD
CRD#: 39978
NEW YORK, NY
Past
August 18, 2000 - March 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 17, 1998 - July 19, 2000
AON SECURITIES LLC
BD
CRD#: 4138
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/21/2010)
RR
California(5/21/2010)
RR
Colorado(5/21/2010)
RR
Connecticut(5/21/2010)
RR
Delaware(5/21/2010)
RR
District of Columbia(5/21/2010)
RR
Florida(5/21/2010)
RR
Illinois(5/21/2010)
RR
Maryland(5/21/2010)
RR
Massachusetts(5/21/2010)
RR
New Jersey(5/21/2010)
RR
New York(5/21/2010)
IAR
New York(9/6/2021)
RR
North Carolina(5/21/2010)
RR
Ohio(5/21/2010)
RR
Pennsylvania(5/21/2010)
RR
Puerto Rico(6/25/2025)
RR
Rhode Island(5/21/2010)
RR
Texas(5/21/2010)
RR
Utah(5/21/2010)
RR
Virginia(5/21/2010)
RR
Wisconsin(5/21/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GALLAGHER SECURITIES, INC
GALLAGHER SECURITIES INC. | WILLIS SECURITIES, INC. | WILLIS EQUITIES, INC. | WILLIS CAPITAL MARKETS | GALLAGHER SECURITIES, INC
CRD#: 116605 / SEC#: , 8-53563
New York
Registered Investment Advisory firm - SEC (8/14/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
300 Madison Avenue 28th Floor, New York, NY, 10177
Mailing Address
300 Madison Avenue 28th Floor, New York, NY, 10017
Phone number
(212) 309-3494
Established
Delaware since 06/27/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
2
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
