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GH

Gregory W. Halter

CARNEGIE INVESTMENT COUNSEL
Pepper Pike, OH 44124
Some features on this profile are disabled
CRD#: 3086380
GH

Professional summary

Gregory Walter Halter, who also goes by Greg Walter Halter, is a registered financial advisor currently at CARNEGIE INVESTMENT COUNSEL located in Pepper Pike, Ohio.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gregory has worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Greg Walter Halter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Walter Halter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2019 - Present

CARNEGIE INVESTMENT COUNSEL

Office #1: 30300 Chagrin Boulevard, Pepper Pike, OH 44124
RIA
CRD#: 150488
Pepper Pike, OH
Past

November 1, 2017 - February 4, 2019

LAUREL GROVE CAPITAL LLC

RIA
CRD#: 107503
HINCKLEY, OH
Past

November 25, 2014 - February 14, 2017

HOMESTEAD FINANCIAL SERVICES CORP.

BD
CRD#: 26643
ARLINGTON, VA
Past

April 5, 2011 - November 3, 2014

WELLINGTON SHIELDS & CO., LLC

BD
CRD#: 149021
CLEVELAND, OH
Past

August 1, 2005 - April 5, 2011

SOLEIL SECURITIES CORPORATION

BD
CRD#: 124737
CLEVELAND, OH
Past

June 22, 2001 - August 2, 2005

INSTINET, LLC

BD
CRD#: 42886
NEW YORK, NY
Past

November 11, 1998 - June 30, 2005

LYNCH, JONES & RYAN LLC

BD
CRD#: 3198
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CARNEGIE INVESTMENT COUNSEL
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | CARNEGIE INVESTMENT COUNSEL

CRD#: 150488 / SEC#: 801-70242

RIA
Registered Investment Advisory firm - (4/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(2/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 2/25/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 11/30/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 16
Date: 6/18/1999
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 7
Date: 11/10/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/3/2006
General Securities Principal Examination

Current Firm

CI
CARNEGIE INVESTMENT COUNSEL
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | CARNEGIE INVESTMENT COUNSEL

CRD#: 150488 / SEC#: 801-70242

RIA
Registered Investment Advisory firm - (4/30/2009 Approved)
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Contact information

Main Address
30300 Chagrin Boulevard, Pepper Pike, OH 44124
Mailing Address
Phone number
(216) 367-4114
Established
Firm type
Fiscal year end
# of Employees
70

SEC notice filing (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CARNEGIE FORM ADV PART 2A 03-31-2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts8,127
AUM (Assets Under Management)$ 6,520,130,588

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/18/2025
Cover Page
Report
12/09/2024
Cover Page
Report
07/13/2023
Cover Page
Report
02/08/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARNEGIE INVESTMENT COUNSEL

CRD#: 150488Pepper Pike, OH 44124

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