Jonathan D. Winter

CONTINUUM WEALTH STRATEGIES

Reston, VA

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CRD#: 3086228

Professional summary

Jonathan David Winter, CFP® is a registered financial advisor currently at CONTINUUM WEALTH STRATEGIES, LLC located in Reston, Virginia and LPL FINANCIAL LLC located in Reston, Virginia.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jonathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 1/28/2014 - CONTINUUM WEALTH STRATEGIES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/30/2014 - CONTINUUM WEALTH STRATEGIES - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - Time Spent 90% - RIA. 3. 11/16/2021 - Vail Resorts - Not Investment Related - Beaver Creek Mountain, 210 Offerson Rd, Avon, CO 81620 - Outside/W-2 Employment - Ski Instructor - Started 12/15/2017 - 11 Hours Per Month/9 Hours During Securities Trading - Teach skiing during part of the ski season.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Winter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

December 13, 2013 - Present

CONTINUUM WEALTH STRATEGIES, LLC

RIA

CRD#: 169324

Reston, VA

Current

December 12, 2013 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

RESTON, VA

Past

July 7, 2009 - December 13, 2013

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

GARDENA, CA

Past

June 22, 2009 - December 13, 2013

CETERA WEALTH SERVICES, LLC

CRD#: 13572

GARDENA, CA

Past

December 5, 2008 - June 17, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CENTURY CITY, CA

Past

October 22, 2008 - June 17, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CENTURY CITY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/12/2013)

IAR

California
(12/13/2013)

Colorado
(6/22/2017)

IAR

Colorado
(5/4/2018)

Connecticut
(12/12/2013)

Maryland
(12/12/2013)

Virginia
(12/12/2013)

IAR

Virginia
(4/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CONTINUUM WEALTH STRATEGIES, LLC

CRD#: 169324 / SEC#:

California

Registered Investment Advisory firm - (12/12/2013 Approved)

Colorado

Registered Investment Advisory firm - (5/4/2018 Approved)

Virginia

Registered Investment Advisory firm - (4/8/2015 Approved)

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Contact information

Main Address

Reston, VA

Mailing Address

Phone number

(310) 897-7971

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 24,166,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan D. Winter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Winter's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONTINUUM WEALTH STRATEGIES, LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/21/2008

FINRA

Current Firm

CONTINUUM WEALTH STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONTINUUM WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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