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TE

Thomas M. Edwards

CREWE CAPITAL
New York, NY 10036
Some features on this profile are disabled
CRD#: 3086155
TE

Professional summary

Thomas Morgan Edwards II, who also goes by Thomas Morgan Edwards, is a registered financial professional currently at CREWE CAPITAL located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2002. Thomas has worked at 4 firms and has passed the Series 63, Series 79TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas Morgan Edwards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Morgan Edwards II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 25, 2021 - Present

CREWE CAPITAL

Office #1: 1540 Broadway, Suite 1010, New York, NY 10036
BD
CRD#: 152527
New York, NY
Past

January 22, 2009 - August 20, 2015

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

June 23, 2005 - June 11, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

January 8, 2002 - March 4, 2004

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Utah
(2/1/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 1/28/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/21/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/7/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CREWE CAPITAL
CENTENNIAL PEAKS CAPITAL | FIVE PRIME ADVISORS, LLC | CREWE CAPITAL, LLC | CREWE CAPITAL | CREWE

CRD#: 152527 / SEC#: , 8-68460

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
650 S Main St Suite 777, Salt Lake City, UT 84101
Mailing Address
650 S Main St Suite 777, Salt Lake City, UT 84101
Phone number
(385) 322-3100
Established
New York since 10/24/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CREWE HOLDINGS, LLC99% MEMBERSHIP OWNERSHIP IN CREWE CAPITAL, LLC
BENNETT, MICHAEL PATRICKPRINCIPAL OPERATING OFFICER5408084
BENNETT, MICHAEL PATRICKMANAGING PARTNER, CHIEF EXECUTIVE OFFICER, EXECUTIVE REPRESENTATIVE5408084
KING, ROBERT SMEMBER, FINANCIAL OPERATIONS PRINCIPAL1608075
KING, ROBERT SPRINCIPAL FINANCIAL OFFICER1608075
MELLIES, CADE STEWARTPARTNER, CHIEF COMPLIANCE OFFICER6661420
MITCHELL, JESSE THOMASPARTNER7299786
RASMUSSEN, JARED JAYPARTNER6821885

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREWE CAPITAL

CRD#: 152527New York, NY 10036

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