Martin Schafer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Schafer, who also goes by Martin Christopher Schafer, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1998. Martin had worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2023 - December 31, 2024
THE LEADERS GROUP, INC.
May 18, 2021 - November 29, 2021
P.J. ROBB VARIABLE, LLC
July 9, 2018 - January 27, 2021
JOHN HANCOCK DISTRIBUTORS LLC
September 15, 2010 - June 15, 2018
SAYBRUS EQUITY SERVICES, LLC
February 4, 2009 - September 15, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
May 31, 2005 - February 4, 2009
VP DISTRIBUTORS LLC
January 26, 2005 - May 18, 2005
NATCITY INVESTMENTS, INC.
January 24, 2005 - May 18, 2005
NATCITY INVESTMENTS, INC.
June 21, 2002 - January 3, 2005
PRUCO SECURITIES, LLC.
July 14, 1998 - January 3, 2005
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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