Cary S. Kornick
Professional summary
Cary Scott Kornick, who also goes by Cary S Kornick, Scott Kornick, is a registered financial advisor currently at JOURNEY ADVISORY GROUP, LLC located in Round Lake, Illinois.
Cary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Cary has worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, Series 52TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cary Scott Kornick's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2024 - Present
JOURNEY ADVISORY GROUP, LLC
February 18, 2022 - September 3, 2024
HERR INVESTMENT GROUP LLC
July 31, 2020 - May 17, 2022
MONERE WEALTH MANAGEMENT, INC.
April 16, 2015 - May 17, 2022
MONERE INVESTMENTS, INC.
February 5, 1999 - April 30, 2015
SANCTUARY SECURITIES, INC.
Primary Firm SEC Registration
JOURNEY ADVISORY GROUP, LLC
CRD#: 171919 / SEC#: 801-79934
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 9/30/1999
Limited Representative-Equity Trader ExamCurrent Firm
JOURNEY ADVISORY GROUP, LLC
CRD#: 171919 / SEC#: 801-79934
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,473,333,518 |
Red Flags
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