David J. Ow

CHEQUERS FINANCIAL MANAGEMENT

Irvine, CA 92602

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CRD#: 3086073

Professional summary

David Jeung Ow is a registered financial advisor currently at CHEQUERS FINANCIAL MANAGEMENT LLC located in Irvine, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jeung Ow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2026 - Present

CHEQUERS FINANCIAL MANAGEMENT LLC

Office #1: 18881 Von Karman Ave Suite 920, Irvine, CA 92602

RIA

CRD#: 175209

Irvine, CA

Past

November 23, 2010 - December 20, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

NEWPORT BEACH, CA

Past

November 17, 2010 - December 20, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

NEWPORT BEACH, CA

Past

May 11, 2000 - November 24, 2008

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

IRVINE, CA

Past

August 31, 1998 - November 24, 2008

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHEQUERS FINANCIAL MANAGEMENT LLC

CRD#: 175209 / SEC#: 801-107158

RIA

Registered Investment Advisory firm - (1/19/2016 Approved)

California

Registered Investment Advisory firm - (11/4/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/9/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/28/1998

General Securities Representative Examination

Current Firm

CHEQUERS FINANCIAL MANAGEMENT LLC

CRD#: 175209 / SEC#: 801-107158

RIA

Registered Investment Advisory firm - (1/19/2016 Approved)

California

Registered Investment Advisory firm - (11/4/2016 Terminated)

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Contact information

Main Address

434 Jackson Street Suite A, San Francisco, CA 94111

Mailing Address

Phone number

(415) 964-5001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHEQUERS FINANCIAL FORM ADV PART 2A - MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,272
AUM (Assets Under Management)	$ 1,050,177,472

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Ow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jeung Ow's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

CHEQUERS FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2026

Series 66

Date: 7/9/1999

Series 7

Date: 8/28/1998

Current Firm

CHEQUERS FINANCIAL MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHEQUERS FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

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