Chad C. Shoultz
Professional summary
Chad C Shoultz, CFP® is a registered financial advisor currently at FINANCIAL PLANNING & MANAGEMENT, LLC located in Indialantic, Florida.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Chad has worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chad C Shoultz's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
February 23, 2005 - Present
FINANCIAL PLANNING & MANAGEMENT, LLC
July 7, 2004 - December 13, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
January 13, 2003 - May 1, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
August 29, 2000 - January 2, 2003
MEDALLION EQUITIES, INC.
July 14, 1998 - September 5, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/23/2005)
Exams
Current Firm
FINANCIAL PLANNING & MANAGEMENT, LLC
CRD#: 133726 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 15,492,722 |
Red Flags
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