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Chad C Shoultz

Chad C. Shoultz

FINANCIAL PLANNING & MANAGEMENT
INDIALANTIC, FL
Some features on this profile are disabled
CRD#: 3085949
Chad C Shoultz

Professional summary

Chad C Shoultz, CFP® is a registered financial advisor currently at FINANCIAL PLANNING & MANAGEMENT, LLC located in Indialantic, Florida.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Chad has worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad C Shoultz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2004

Experience

Current

February 23, 2005 - Present

FINANCIAL PLANNING & MANAGEMENT, LLC

RIA
CRD#: 133726
INDIALANTIC, FL
Past

July 7, 2004 - December 13, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
MELBOURNE, FL
Past

January 13, 2003 - May 1, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
CHARLOTTE, NC
Past

August 29, 2000 - January 2, 2003

MEDALLION EQUITIES, INC.

BD
CRD#: 43399
MARIETTA, GA
Past

July 14, 1998 - September 5, 2000

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/23/2005)

Exams

State Security Law Exam
RR
Series 63
Date: 8/19/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/13/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/17/1999
Investment Company Products/Variable Contracts Principal Examination

Current Firm

FP
FINANCIAL PLANNING & MANAGEMENT, LLC
FINANCIAL PLANNING & MANAGEMENT, LLC | SHOULTZ, CHAD C. | SHOULTZ FINANCIAL SERVICES

CRD#: 133726 / SEC#:

Florida
Registered Investment Advisory firm - (2/23/2005 Approved)
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Contact information

Main Address
Indialantic, FL
Mailing Address
Phone number
(321) 863-9117
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts22
AUM (Assets Under Management)$ 16,958,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL PLANNING & MANAGEMENT, LLC

CRD#: 133726Indialantic, FL

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