Robert Wayne Carey

1. NAME OF OTHER BUSINESS: CAREY & HANNA CPAS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR TAX BUSINESS START DATE: 07/2002 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: MANAGE THE ENTIRE COMPANY AND PERFORM TYPICAL TASKS AND DUTIES AS A CPA; 2. NAME OF OTHER BUSINESS: SNARPEZEL.COM, INC INVESTMENT RELATED: NO ADDRESS: TEMPLETON, CA 93465 NATURE OF BUSINESS: ESTABLISHED TO PROVIDE CONSULTING SERVICES TO SPECIALIZED CLIENTS START DATE: 12/2014 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUSINESS IS BASICALLY DORMANT. OCCASIONALLY, I PROVIDE LIMITED CONSULTING TO AVANTAX ABOUT POTENTIAL NEW RECRUITS, AND THEY PAY ME FOR THIS SERVICE.; 3. NAME OF OTHER BUSINESS: CAREY & HANNA TAX & WEALTH PLANNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY SERVICES;