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Robert S. Winston
VISION FINANCIAL MANAGEMENT
Cuyahoga Falls, OH 44221
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CRD#: 3085941
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Professional summary
Robert Stagg Winston, CFP® is a registered financial advisor currently at VISION FINANCIAL MANAGEMENT, LLC located in Cuyahoga Falls, Ohio and LPL FINANCIAL LLC located in Cuyahoga Falls, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Debt Management
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Tax Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/01/2004 - NON-VARIABLE INSURANCE, SELL HEALTH & LTC.
2. 02/20/2014 - DBA FOR VISION FINANCIAL MANAGEMENTLPL BUSINESS (ENTITY FOR LPL BUSINESS) - CUYAHOGA FALLS, OH
3. 05/28/2014 - VISION FINANCIAL MANAGEMENT - REGISTERED INVESTMENT ADVISOR - (HYBRID) VISION FINANCIAL MANAGEMENT - TIME SPENT 50% - CUYAHOGA FALLS, OH
4. 08/14/2014 - REAL ESTATE RENTAL - TIME SPENT 1 HOUR PER MONTH - CUYAHOGA FALLS, OH
CRS (Client Relationship Summary) - RIA
Click below to view Robert Stagg Winston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
April 14, 2014 - Present
VISION FINANCIAL MANAGEMENT, LLC
Office #1: 122 Broad Blvd., Cuyahoga Falls, OH 44221RIA
CRD#: 170003
Cuyahoga Falls, OH
Current
December 10, 2004 - Present
LPL FINANCIAL LLC
Office #1: 122 Broad Blvd, Cuyahoga Falls, OH 44221RIA
BD
CRD#: 6413
Cuyahoga Falls, OH
Past
December 13, 2004 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
May 15, 2003 - December 15, 2004
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CUYAHOGA FALLS, OH
Past
July 17, 1998 - December 15, 2004
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VISION FINANCIAL MANAGEMENT, LLC
VISION FINANCIAL MANAGEMENT, LLC
CRD#: 170003 / SEC#: 801-133721
RIA
Registered Investment Advisory firm - (6/24/2025 Approved)Ohio
Registered Investment Advisory firm - (7/2/2025 Terminated)Texas
Registered Investment Advisory firm - (7/2/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/27/2016)
RR
California(9/10/2018)
RR
Colorado(5/8/2009)
RR
District of Columbia(1/16/2013)
RR
Florida(12/10/2004)
RR
Georgia(4/12/2010)
RR
Idaho(3/21/2019)
RR
Illinois(12/10/2004)
RR
Indiana(6/21/2016)
RR
Kentucky(6/21/2016)
RR
Maryland(12/10/2004)
RR
Michigan(6/21/2016)
RR
Minnesota(2/21/2019)
RR
New Jersey(6/21/2016)
RR
Ohio(12/10/2004)
IAR
Ohio(4/14/2014)
RR
Pennsylvania(2/4/2009)
RR
Rhode Island(6/21/2016)
RR
South Carolina(9/25/2020)
RR
Tennessee(3/22/2019)
RR
Texas(6/21/2016)
RR
Washington(7/27/2012)
RR
West Virginia(12/10/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VISION FINANCIAL MANAGEMENT, LLC
VISION FINANCIAL MANAGEMENT, LLC
CRD#: 170003 / SEC#: 801-133721
RIA
Registered Investment Advisory firm - (6/24/2025 Approved)Ohio
Registered Investment Advisory firm - (7/2/2025 Terminated)Texas
Registered Investment Advisory firm - (7/2/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
122 Broad Blvd., Cuyahoga Falls, OH 44221
Mailing Address
Phone number
(330) 929-9900
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 547 |
| AUM (Assets Under Management) | $ 119,950,797 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VISION FINANCIAL MANAGEMENT, LLC
CRD#: 170003Cuyahoga Falls, OH 44221TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
