Barry Schanker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Schanker, who also goes by Barry Bart Schanker, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1998. Barry had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2025 - June 30, 2026
CCO CAPITAL, LLC
November 25, 2021 - March 12, 2025
FS INVESTMENT SOLUTIONS, LLC
September 8, 2016 - October 27, 2021
MAN INVESTMENTS INC.
July 19, 2010 - August 12, 2016
HASTINGS CAPITAL GROUP, LLC
September 16, 2009 - June 30, 2010
CITIGROUP GLOBAL MARKETS INC.
June 1, 2009 - September 16, 2009
MORGAN STANLEY
June 28, 1999 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 27, 1998 - June 7, 1999
FIRST INSTITUTIONAL SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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