BS
Barry Schanker
CCO CAPITAL
New York, NY 10022
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CRD#: 3085690
BS
Professional summary
Barry Schanker, who also goes by Barry Bart Schanker, is a registered financial professional currently at CCO CAPITAL, LLC located in New York, New York.
Barry is registered as a RR (Registered Representative) and started their career in finance in 1998. Barry has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Barry Bart Schanker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Barry Schanker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2025 - Present
CCO CAPITAL, LLC
Office #1: 540 Madison Avenue 8th Floor, New York, NY 10022BD
CRD#: 31147
New York, NY
Past
November 25, 2021 - March 12, 2025
FS INVESTMENT SOLUTIONS, LLC
BD
CRD#: 145244
NEW YORK, NY
Past
September 8, 2016 - October 27, 2021
MAN INVESTMENTS INC.
BD
CRD#: 15770
NEW YORK, NY
Past
July 19, 2010 - August 12, 2016
HASTINGS CAPITAL GROUP, LLC
BD
CRD#: 142998
NEW YORK, NY
Past
September 16, 2009 - June 30, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 1, 2009 - September 16, 2009
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
June 28, 1999 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 27, 1998 - June 7, 1999
FIRST INSTITUTIONAL SECURITIES, L.L.C.
BD
CRD#: 23910
WEST PATERSON, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/2/2025)
RR
Alaska(4/2/2025)
RR
Arizona(4/2/2025)
RR
Arkansas(4/2/2025)
RR
California(4/2/2025)
RR
Colorado(4/2/2025)
RR
Connecticut(4/2/2025)
RR
Delaware(4/2/2025)
RR
District of Columbia(4/2/2025)
RR
Florida(4/2/2025)
RR
Georgia(4/2/2025)
RR
Hawaii(4/2/2025)
RR
Idaho(4/2/2025)
RR
Illinois(4/2/2025)
RR
Indiana(4/2/2025)
RR
Iowa(4/2/2025)
RR
Kansas(4/2/2025)
RR
Kentucky(4/2/2025)
RR
Louisiana(4/2/2025)
RR
Maine(4/2/2025)
RR
Maryland(4/2/2025)
RR
Massachusetts(4/2/2025)
RR
Michigan(4/2/2025)
RR
Minnesota(4/2/2025)
RR
Mississippi(4/2/2025)
RR
Missouri(4/2/2025)
RR
Montana(4/2/2025)
RR
Nebraska(4/2/2025)
RR
Nevada(4/2/2025)
RR
New Hampshire(4/2/2025)
RR
New Jersey(4/2/2025)
RR
New Mexico(4/2/2025)
RR
New York(4/2/2025)
RR
North Carolina(4/2/2025)
RR
North Dakota(4/2/2025)
RR
Ohio(4/2/2025)
RR
Oklahoma(4/2/2025)
RR
Oregon(4/2/2025)
RR
Pennsylvania(4/2/2025)
RR
Puerto Rico(4/2/2025)
RR
Rhode Island(4/2/2025)
RR
South Carolina(4/2/2025)
RR
South Dakota(4/2/2025)
RR
Tennessee(4/2/2025)
RR
Texas(4/2/2025)
RR
Utah(4/2/2025)
RR
Vermont(4/2/2025)
RR
Virgin Islands(4/2/2025)
RR
Virginia(4/2/2025)
RR
Washington(4/2/2025)
RR
West Virginia(4/2/2025)
RR
Wisconsin(4/2/2025)
RR
Wyoming(4/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CCO CAPITAL, LLC
CCO CAPITAL, LLC | COLE CAPITAL CORPORATION
CRD#: 31147 / SEC#: , 8-45375
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016
Mailing Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016
Phone number
(602) 778-6312
Established
Delaware since 02/01/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
