Chanchal Mehta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chanchal Mehta, who also goes by Al Mehta, was a registered financial professional .
Chanchal is a previously registered financial professional and started their career in finance in 1998. Chanchal had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2012 - June 24, 2020
NATIONAL SECURITIES CORPORATION
February 7, 2008 - December 20, 2012
VFINANCE INVESTMENTS, INC
April 17, 2007 - February 7, 2008
CAPITAL GROWTH FINANCIAL, LLC
April 25, 2005 - May 10, 2007
DAWSON JAMES SECURITIES, INC.
June 11, 2001 - April 25, 2005
NATIONAL SECURITIES CORPORATION
November 10, 1998 - June 19, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
