Paula J. Buedel
Professional summary
Paula Josephine Buedel, who also goes by Paula Josephine Hula, is a registered financial professional currently at HORNOR, TOWNSEND & KENT, LLC located in St Louis, Missouri.
Paula is registered as a RR (Registered Representative) and started their career in finance in 2001. Paula has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paula Josephine Buedel's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2019 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 10825 Watson Rd, Ste 120, St Louis, MO 63127March 24, 2015 - August 31, 2017
HORNOR, TOWNSEND & KENT, LLC
January 2, 2014 - May 7, 2014
SAXONY SECURITIES, INC.
January 3, 2013 - August 15, 2013
PRUCO SECURITIES, LLC.
June 20, 2011 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
September 15, 2010 - April 13, 2011
SAYBRUS EQUITY SERVICES, LLC
February 19, 2010 - September 15, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
February 4, 2009 - July 27, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY
March 7, 2007 - February 4, 2009
VP DISTRIBUTORS LLC
July 25, 2006 - March 7, 2007
METROPOLITAN LIFE INSURANCE COMPANY
July 25, 2006 - March 7, 2007
MSI FINANCIAL SERVICES, INC.
January 8, 2003 - January 9, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
February 22, 2001 - December 31, 2002
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2019)
Exams
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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