RP
Roger A. Pogorelc
EFS ADVISORS
Chisholm, MN 55746
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CRD#: 3084918
RP
Professional summary
Roger Anthony Pogorelc, who also goes by Roger Pogorelc, is a registered financial advisor currently at EFS ADVISORS located in Chisholm, Minnesota and ADVANCED ADVISOR GROUP, LLC located in Chisholm, Minnesota.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Roger has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roger Pogorelc
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4Oil LLC, Non-Inv, 909 N Pokegama Ave, Grand Rapids MN, Owner Operator since 10/30/1997, 20 inv 0 noninv hrs/month. Lubricants - Client relations, accounting, sales warehouse manager. Commissions compensation 2. GOAT Sports Media LLC, Non-Inv, 909 N Pokegama Ave, Grand Rapids MN, President since 07/15/2021, 2 inv 0 noninv hrs/month. Internet Media - Podcasting, accounting, sales. Commissions compensation 3. Bridger Drive LLC, Non-Inv, 909 N Pokegama Ave, Grand Rapids MN, Owner since 05/01/2018, 1 inv 0 noninv hrs/month. Residential Rentals - Look over property, tenant relations. No Compensation 4. Octane Media Group, Non-Inv, PO Box 1204 Lewistown MT, Partner since 04/01/2006, 1 inv 0 noninv hrs/month. Sales - Outdoor Billboards. Commissions compensation
CRS (Client Relationship Summary) - RIA
Click below to view Roger Anthony Pogorelc's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2013 - Present
EFS ADVISORS
Office #1: 101 W Lake St, Chisholm, MN 55746RIA
CRD#: 115211
Chisholm, MN
Current
March 9, 2009 - Present
ADVANCED ADVISOR GROUP, LLC
Office #1: 101 W Lake St, Chisholm, MN 55746RIA
BD
CRD#: 140393
Chisholm, MN
Past
October 31, 2013 - December 10, 2018
ADVANCED ADVISOR GROUP, LLC
RIA
CRD#: 140393
CAMBRIDGE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(3/27/2024)
RR
California(5/30/2014)
IAR
California(3/6/2024)
RR
Florida(9/29/2014)
IAR
Florida(4/26/2024)
IAR
Hawaii(3/25/2025)
IAR
Kansas(3/6/2025)
RR
Michigan(3/6/2025)
RR
Minnesota(4/17/2009)
IAR
Minnesota(11/5/2013)
IAR
New Mexico(3/6/2024)
RR
Tennessee(3/5/2024)
IAR
Washington(6/25/2025)
RR
Wisconsin(1/6/2010)
IAR
Wisconsin(3/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1995 East Rum River Drive S, Cambridge, MN 55008
Mailing Address
Phone number
(763) 689-9023
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29,714 |
| AUM (Assets Under Management) | $ 2,271,853,092 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
