Daniel Y. Chang
Professional summary
Daniel Yu Cheng Chang, who also goes by Daniel Yu-cheng Chang, Daniel Chang, Yucheng Chang, is a registered financial professional currently at ST GLOBAL MARKETS USA LLC located in Great Neck, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Yu Cheng Chang's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2024 - Present
ST GLOBAL MARKETS USA LLC
Office #1: 45 N. Station Plaza Ste 209, Great Neck, NY 11021June 1, 2015 - October 28, 2015
TRANSGLOBAL ADVISORY, LLC
May 29, 2015 - December 31, 2023
GLOBALINK SECURITIES, INC.
November 29, 2007 - June 21, 2013
HSBC SECURITIES (USA) INC.
January 1, 2005 - June 21, 2013
HSBC SECURITIES (USA) INC.
April 16, 2001 - January 1, 2005
HSBC BROKERAGE (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2024)
Exams
FINRA
Current Firm
ST GLOBAL MARKETS USA LLC
CRD#: 324143 / SEC#: , 8-71021
Contact information
FINRA licenses (5 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
