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DC

Daniel Y. Chang

GLOBAL PACIFIC SECURITIES US
NEW YORK, NY 10010
Some features on this profile are disabled
CRD#: 3084376
DC

Professional summary

Daniel Yu Cheng Chang, who also goes by Daniel Yu-cheng Chang, Daniel Chang, Yucheng Chang, is a registered financial professional currently at GLOBAL PACIFIC SECURITIES US, INC. located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel Yu-Cheng Chang | Daniel Chang | Yucheng Chang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Yu Cheng Chang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2026 - Present

GLOBAL PACIFIC SECURITIES US, INC.

Office #1: 19 W. 26th Street 4th Floor, New York, NY 10010
BD
CRD#: 304566
NEW YORK, NY
Past

February 1, 2024 - December 31, 2025

ST GLOBAL MARKETS USA LLC

BD
CRD#: 324143
FT. LAUDERDALE, FL
Past

June 1, 2015 - October 28, 2015

TRANSGLOBAL ADVISORY, LLC

RIA
CRD#: 168709
PASADENA, CA
Past

May 29, 2015 - December 31, 2023

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
PASADENA, CA
Past

November 29, 2007 - June 21, 2013

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

January 1, 2005 - June 21, 2013

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

April 16, 2001 - January 1, 2005

HSBC BROKERAGE (USA) INC.

BD
CRD#: 6956
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/11/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GLOBAL PACIFIC SECURITIES US, INC.
GLOBAL PACIFIC SECURITIES US, INC.

CRD#: 304566 / SEC#: , 8-70370

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
19 W. 26th Street 4th Floor, New York, NY 10010
Mailing Address
19 W. 26th Street 4th Floor, New York, NY 10010
Phone number
(917) 970-0898
Established
New York since 03/28/2019
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WISDOM GLOBAL CAPITAL NEW YORK LLCMEMBER
BRIGGS, JONATHAN WILBORCHIEF COMPLIANCE OFFICER3215005
QU, ZHENGZHECEO PRESIDENT7142765
SPINDEL, HOWARDFINOP, CHIEF FINANCIAL OFFICER708042

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL PACIFIC SECURITIES US, INC.

CRD#: 304566New York, NY 10010

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