JN
John S. Neville
PROXY FREEDOM
Walnut Creek, CA 94596
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CRD#: 3084205
JN
Professional summary
John Sidney Neville, who also goes by John Neville, is a registered financial advisor currently at PROXY FREEDOM located in Walnut Creek, California and CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Walnut Creek, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Neville
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JOHN S. NEVILLE, 877 Ygnacio Valley Rd, Ste 220, Walnut Creek CA 94596, United States, 10/01/2009, Owner, Insurance/Benefits/Human Resources, INV REL, 10 HR/MO - 5 HR/MO TRADING 2. PROXY FREEDOM, Walnut Creek CA 94596, United States, 09/01/2022, Planning Consultant, DBA Name, INV REL, 80 HR/MO - 60 HR/MO TRADING 3. PROXY FREEDOM, LLC, 877 Ygnacio Valley Rd, Ste 220, Walnut Creek CA 94596, United States, 08/04/2023, IAR, RIA Affiliation, INV REL, 40 HR/MO - 40 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/20/2025 5. PROXY FREEDOM, LLC, 877 Ygnacio Valley Rd, Ste 220, Walnut Creek CA 94596, 07/2025, W2 Employee, Registered Admin work, client service & paraplanning, INV REL, 160 HR/MO, 80 HR/MO TRADING. 6. PROXY ADVISORY GROUP, Walnut Creek CA 94596, United States, 10/06/2025, Planning Consultant, DBA Name, INV REL, 80 HR/MO - 60 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view John Sidney Neville's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2023 - Present
PROXY FREEDOM
Office #1: 877 Ygnacio Valley Rd., Walnut Creek, CA 94596RIA
CRD#: 324749
Walnut Creek, CA
Current
June 20, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 877 Ygnacio Valley Rd., Walnut Creek, CA 94596RIA
CRD#: 134139
Walnut Creek, CA
Current
June 20, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 877 Ygnacio Valley Rd. Ste. 220, Walnut Creek, CA 94596BD
CRD#: 39543
Walnut Creek, CA
Past
January 10, 2019 - June 20, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
WALNUT CREEK, CA
Past
January 10, 2019 - June 20, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
WALNUT CREEK, CA
Past
July 6, 2017 - September 24, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
EMERYVILLE, CA
Past
July 6, 2017 - September 24, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
EMERYVILLE, CA
Past
January 17, 2014 - April 11, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
WALNUT CREEK, CA
Past
May 16, 2013 - April 11, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WALNUT CREEK, CA
Past
August 7, 2009 - January 16, 2013
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SAN RAMON, CA
Past
July 24, 1998 - November 18, 2008
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/20/2025)
IAR
California(8/16/2023)
RR
California(6/20/2025)
RR
Colorado(6/20/2025)
RR
Florida(6/20/2025)
RR
Maryland(6/20/2025)
RR
Nevada(6/20/2025)
RR
New Mexico(6/20/2025)
RR
New York(6/20/2025)
RR
Oregon(6/20/2025)
RR
South Carolina(6/20/2025)
RR
Texas(6/20/2025)
IAR
Texas(6/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Walnut Creek, CA 94596TRUST BUT VERIFY
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