Paul M. Bennett

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Eden Prairie, MN 55344

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CRD#: 3084172

Professional summary

Paul Matthew Bennett, CFP® is a registered financial advisor currently at THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES located in Eden Prairie, Minnesota.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Paul has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 51 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business : Paul M Bennett LTD Address: Brooklyn Park, MN Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 06/25/2014 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: This is an S-Corp that I am the sole owner. I use this to run payroll and flow expenses through this entity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Matthew Bennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

January 15, 2021 - Present

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Office #1: 14850 Scenic Heights Road Suite #100, Eden Prairie, MN 55344

RIA

CRD#: 311385

Eden Prairie, MN

Past

January 2, 2009 - July 15, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

EDEN PRAIRIE, MN

Past

August 1, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

EDEN PRAIRIE, MN

Past

August 8, 2001 - July 15, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

EDEN PRAIRIE, MN

Past

October 20, 2000 - August 8, 2001

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

May 3, 1999 - October 20, 2000

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

October 14, 1998 - April 23, 1999

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

August 26, 1998 - October 13, 1998

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | THE WEALTH GROUP, LTD

CRD#: 311385 / SEC#: 801-120158

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/19/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 7/19/2022

Municipal Fund Securities Principal Examination

Current Firm

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | THE WEALTH GROUP, LTD

CRD#: 311385 / SEC#: 801-120158

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

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Contact information

Main Address

14850 Scenic Heights Road Suite #100, Eden Prairie, MN 55344

Mailing Address

Phone number

(952) 937-9423

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWG WRAP BROCHURE (1/21/2025)

TWG ADV PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts	2,419
AUM (Assets Under Management)	$ 566,682,714

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul M. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Matthew Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

CUSO FINANCIAL SERVICES, L.P.

VOYA FINANCIAL ADVISORS, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/1999

Series 63

Date: 7/17/1998

Series 7TO

Date: 7/19/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/25/1998

Series 24

Date: 7/19/2022

Series 51

Date: 7/19/2022

Current Firm

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES

TRUST BUT VERIFY

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