Terence D. Yeh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Dathung Yeh was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1998. Terence had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2013 - April 27, 2018
HIGHBANK SECURITIES LLC
December 8, 2004 - November 27, 2012
KPMG CORPORATE FINANCE LLC
August 12, 1998 - November 12, 2001
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
HIGHBANK SECURITIES LLC
CRD#: 153796 / SEC#: , 8-68570
Contact information
Documents
Red Flags
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