Ross Alan Klinger
Professional Summary
Ross Alan Klinger is a registered financial advisor currently at CJS SECURITIES, INC. located in White Plains, New York. Ross is registered as a RR (Registered Representative) and started their career in finance in 1998. Ross has worked at 3 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Years of Experience
28 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Current Firm
CJS SECURITIES, INC.
Contact Information
Main Address
50 Main Street Suite 325, White Plains, NY 10606Mailing Address
50 Main Street Suite 325, White Plains, NY 10606Phone Number
(914) 287-7600Established
New York since 11/06/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (39 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAGODA, LEE M. | RESEARCH ANALYST / SHAREHOLDER | 4986879 |
| LABICK, ROBERT JAMES | PRESIDENT | 2071988 |
| MOORE, DANIEL JOSEPH | RESEARCH ANALYST / SHAREHOLDER | 2614723 |
| SOLOW, LAWRENCE SCOTT | RESEARCH ANALYST / SHAREHOLDER | 2511217 |
| STRAUZER, CHARLES S | CHIEF COMPLIANCE OFFICER | 2266794 |
| TANWANTENG, JONATHAN E. | RESEARCH ANALYST / SHAREHOLDER | 4886441 |
| URSANER, ARNOLD | SHAREHOLDER | 451922 |
| WETCHLER, BENJAMIN MARK | FINOP AND CHIEF FINANCIAL OFFICER | 4459166 |
Disclosures
Regulatory Event
1Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(5/18/2006)
(1/8/2007)
(1/9/2007)
(1/8/2007)
(1/8/2007)
(5/14/2008)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
(1/8/2007)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Aug 1998SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
CRS (Client Relationship Summary) - BD
Click below to view Ross Alan Klinger's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
MORGAN STANLEY
UBS FINANCIAL SERVICES INC.
