DP
Dustin J. Padgett
BIG SIOUX WEALTH MANAGEMENT
Watertown, SD 57201
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CRD#: 3084029
DP
Professional summary
Dustin Jay Padgett, AIF®, CFP® is a registered financial advisor currently at BIG SIOUX WEALTH MANAGEMENT located in Watertown, South Dakota and GRADIENT SECURITIES, LLC located in Watertown, South Dakota.
Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Dustin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BIG SIOUX FINANCIAL INC DBA BIG SIOUX WEALTH MANAGEMENT; INVESTMENT RELATED; 1401 4TH ST NE, WATERTOWN, SD 57201, 608 W 86TH ST, SIOUX FALLS, SD 57108; PRESIDENT/INVESTMENT ADVISOR REPRESENTATIVE; START 08/2019; 160 HOURS PER MONTH; 140 HOURS DURING SECURITIES TRADING HOURS; MANAGE BRANCH AND INVESTMENT ADVISORY SERVICES. 2. BIG SIOUX FINANCIAL INC DBA BIG SIOUX WEALTH MANAGEMENT; INVESTMENT RELATED; 1401 4TH ST NE, WATERTOWN, SD 57201, 608 W 86TH ST, SIOUX FALLS, SD 57108; DIVISION PRESIDENT; START 08/2019; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; SALES OF FIXED INSURANCE AND DBA FOR SECURITIES BUSINESS. 3. (OBA FOR INDEPENDENT RIA) GRADIENT SECURITIES, LLC; INVESTMENT-RELATED; 1401 4TH ST NE, WATERTOWN, SD 57201, 608 W 86TH ST, SIOUX FALLS, SD 57108; FINANCIAL SERVICES; REGISTERED REPRESENTATIVE; START 08/2019; 10 HRS; FINANCIAL SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Dustin Jay Padgett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
August 8, 2019 - Present
BIG SIOUX WEALTH MANAGEMENT
Office #1: 1404 4th St. Ne, Watertown, SD 57201RIA
CRD#: 299593
Watertown, SD
Current
August 7, 2019 - Present
GRADIENT SECURITIES, LLC
Office #1: 1401 4th Street Ne, Watertown, SD 57201Office #2: 608 W 86th Street, Sioux Falls, SD 57108RIA
BD
CRD#: 127701
Watertown, SD
Past
January 2, 2009 - August 7, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
WATERTOWN, SD
Past
July 31, 2000 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
WATERTOWN, SD
Past
June 15, 2000 - August 7, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
WATERTOWN, SD
Past
January 6, 1999 - June 15, 2000
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
July 27, 1998 - January 14, 1999
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BIG SIOUX WEALTH MANAGEMENT
BIG SIOUX FINANCIAL, INC. | BIG SIOUX WEALTH MANAGEMENT
CRD#: 299593 / SEC#: 801-118350
RIA
Registered Investment Advisory firm - (3/30/2020 Approved)Minnesota
Registered Investment Advisory firm - (6/22/2020 Terminated)South Dakota
Registered Investment Advisory firm - (6/19/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/13/2023)
RR
Colorado(1/7/2022)
RR
Florida(9/24/2019)
RR
Michigan(1/7/2022)
RR
Minnesota(8/7/2019)
RR
Missouri(12/4/2019)
RR
Montana(1/7/2022)
RR
South Dakota(8/7/2019)
IAR
South Dakota(8/8/2019)
IAR
Texas(9/25/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BIG SIOUX WEALTH MANAGEMENT
BIG SIOUX FINANCIAL, INC. | BIG SIOUX WEALTH MANAGEMENT
CRD#: 299593 / SEC#: 801-118350
RIA
Registered Investment Advisory firm - (3/30/2020 Approved)Minnesota
Registered Investment Advisory firm - (6/22/2020 Terminated)South Dakota
Registered Investment Advisory firm - (6/19/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1401 4th St Ne, Watertown, SD 57201
Mailing Address
Po Box 1027, Watertown, SD 57201
Phone number
(605) 882-4280
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,036 |
| AUM (Assets Under Management) | $ 200,749,508 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BIG SIOUX WEALTH MANAGEMENT
CRD#: 299593Watertown, SD 57201TRUST BUT VERIFY
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