Amy L. Johnston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Lynn Johnston, who also goes by Amy L Renzi, Amy Lynn Renzi, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1998. Amy had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2016 - January 3, 2017
NATIONWIDE FUND DISTRIBUTORS LLC
March 10, 2016 - January 10, 2017
NATIONWIDE INVESTMENT ADVISORS, LLC
September 25, 2012 - March 21, 2016
NATIONWIDE SECURITIES, LLC
August 16, 2012 - September 29, 2016
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 12, 2011 - July 2, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 14, 2009 - November 30, 2010
DIRECTED SERVICES LLC
December 3, 2003 - November 30, 2010
DIRECTED SERVICES LLC
January 22, 2002 - November 21, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 9, 2001 - November 12, 2001
WADDELL & REED
October 1, 2000 - June 27, 2001
WELLS FARGO CLEARING SERVICES, LLC
January 13, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
August 12, 1998 - November 10, 1999
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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