Ygal Cohen

ASG CAPITAL

Miami, FL 33131

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CRD#: 3083968

Professional summary

Ygal Cohen, who also goes by Igaal Nmi Cohen, Igaal Cohen, is a registered financial advisor currently at ASG CAPITAL located in Miami, Florida.

Ygal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Ygal has worked at 7 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Igaal Nmi Cohen | Igaal Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OWNER OF YCO LLC, REAL ESTATE COMPANY(OWNS SHOPPING MALL); HOURS DEVOTED - 0 HOURS DURING TRADING HOURS. 2) YGAL COHEN, THROUGH HIS OWNERSHIP OF ASG ASSET MANAGEMENT, INC., ACTS AS A SPONSOR AND ADVISER TO TWO POOLED INVESTMENT VEHICLES. EACH POOLED INVESTMENT VEHICLE IS A NON US ENTITY AND ONLY OFFERED TO NON US CITIZENS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ygal Cohen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2009 - Present

ASG CAPITAL

Office #1: 150 Se 2nd Avenue, Suite 704, Miami, FL 33131

RIA

CRD#: 149013

Miami, FL

Past

October 11, 2011 - September 20, 2012

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

July 18, 2008 - November 4, 2011

NORTHEAST SECURITIES, LLC

CRD#: 25996

MIAMI, FL

Past

June 25, 2008 - July 29, 2008

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

NEW YORK, NY

Past

February 16, 2007 - July 29, 2008

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

July 11, 2003 - February 21, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

September 10, 1998 - July 16, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/22/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/19/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/26/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/22/1998

General Securities Representative Examination

Current Firm

ASG CAPITAL

ASG CAPITAL | ASG CAPITAL, LLC

CRD#: 149013 / SEC#: 801-69814

RIA

Registered Investment Advisory firm - (1/26/2011 Terminated)

California

Registered Investment Advisory firm - (5/19/2022 Terminated)

District of Columbia

Registered Investment Advisory firm - (4/30/2013 Terminated)

Florida

Registered Investment Advisory firm - (1/25/2011 Approved)

Illinois

Registered Investment Advisory firm - (3/24/2014 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2014 Terminated)

New York

Registered Investment Advisory firm - (11/8/2013 Cancelled)

Virginia

Registered Investment Advisory firm - (12/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

150 Se 2nd Avenue Suite 704, Miami, FL 33131

Mailing Address

Phone number

(305) 760-6531

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 75,268,994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ygal Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ygal Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGNEO SECURITIES, LLC

NORTHEAST SECURITIES, LLC

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2008

Series 63

Date: 5/19/2003

Series 3

Date: 9/26/1998

Series 7

Date: 8/22/1998

Current Firm

ASG CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASG CAPITAL

TRUST BUT VERIFY

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