Jay B. Shows
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Barry Shows was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 2001. Jay had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2024 - September 30, 2025
MARCH CAPITAL CORP.
February 8, 2024 - March 22, 2024
MODERN PRIVATE EQUITY PARTNERS, LLC
June 27, 2022 - January 29, 2024
VCP APEX (US)
May 18, 2017 - October 22, 2021
BERCHWOOD PARTNERS LLC
February 11, 2016 - May 15, 2017
MALLORY CAPITAL GROUP, LLC
July 28, 2003 - August 6, 2004
MONNESS CRESPI HARDT & CO., INC.
May 9, 2001 - February 6, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARCH CAPITAL CORP.
CRD#: 24142 / SEC#: , 8-41173
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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