Chris B. Cornett
Professional summary
Chris B Cornett was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Chris is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Chris had worked at 2 firms, which includes BROOKSTREET SECURITIES CORPORATION, MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2001 - March 12, 2002
BROOKSTREET SECURITIES CORPORATION
August 26, 1998 - March 27, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
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