Laura C. Olt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Christina Olt, who also goes by Laura C Olt, Laura Walko-olt, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2001. Laura had worked at 4 firms and has passed the SIE, Series 7, Series 24, Series 14 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2011 - August 17, 2016
HYBRID TRADING & RESOURCES, LLC
May 26, 2006 - August 9, 2016
PTR, INC.
June 7, 2005 - May 8, 2006
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
April 16, 2001 - June 28, 2005
PAX CLEARING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HYBRID TRADING & RESOURCES, LLC
CRD#: 133030 / SEC#: , 8-66673
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
