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Laura C. Olt

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CRD#: 3083825
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laura Christina Olt, who also goes by Laura C Olt, Laura Walko-olt, was a registered financial professional .

Laura is a previously registered financial professional and started their career in finance in 2001. Laura had worked at 4 firms and has passed the SIE, Series 7, Series 24, Series 14 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Laura C Olt | Laura Walko-Olt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 18, 2011 - August 17, 2016

HYBRID TRADING & RESOURCES, LLC

BD
CRD#: 133030
CHICAGO, IL
Past

May 26, 2006 - August 9, 2016

PTR, INC.

BD
CRD#: 31559
COLLINGSWOOD, NJ
Past

June 7, 2005 - May 8, 2006

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

BD
CRD#: 16139
PHILADELPHIA, PA
Past

April 16, 2001 - June 28, 2005

PAX CLEARING CORPORATION

BD
CRD#: 104263
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 8/17/2016
Securities Industry Essentials Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 12/19/2012
Compliance Officer Examination
Principal/Supervisory Exam

Current Firm


HT
HYBRID TRADING & RESOURCES, LLC
HYBRID TRADING & RESOURCES, LLC

CRD#: 133030 / SEC#: , 8-66673

BD
Terminated by SEC on 08/24/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 09/09/2004
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CROMPTON, JAMES SRMEMBER/CHIEF COMPLIANCE OFFICER57381
RICHARD J CICHY, INCMEMBER
VAJRA, LLCMEMBER
CAFFRAY, MARK LANKESTERMANAGER/CHIEF EXECUTIVE OFFICER
SKWERES, DENISE PAREJKOFINOP5332253

Disclosures


Regulatory Event11

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HYBRID TRADING & RESOURCES, LLC

CRD#: 133030

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