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Laura Christina Olt

CRD# 3083825·Registered 2001 - 2016
Previously Registered: Being a previously registered professional could mean that Laura is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Laura Christina Olt, who also goes by Laura C Olt, Laura Walko-olt, was a registered financial advisor. Laura was a previously registered financial professional and started their career in finance 2001 - 2016. Laura had worked at 4 firms and has passed the SIE, Series 7, Series 24, Series 14 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Laura C Olt, Laura Walko-Olt

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

HYBRID TRADING & RESOURCES, LLC·CRD# 133030
BD
Chicago, IL
November 18, 2011 - August 17, 2016
PTR, INC.·CRD# 31559
BD
Collingswood, NJ
May 26, 2006 - August 9, 2016
MERRILL LYNCH PROFESSIONAL CLEARING CORP.·CRD# 16139
BD
Philadelphia, PA
June 7, 2005 - May 8, 2006
PAX CLEARING CORPORATION·CRD# 104263
BD
Chicago, IL
April 16, 2001 - June 28, 2005

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Current Firm

HT
HYBRID TRADING & RESOURCES, LLC

HYBRID TRADING & RESOURCES, LLC

CRD#: 133030 / SEC#: 8-66673
BD
Terminated by SEC on 08/24/2018

Contact Information

Established

Florida since 09/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CROMPTON, JAMES SRMEMBER/CHIEF COMPLIANCE OFFICER57381
RICHARD J CICHY, INCMEMBER—
VAJRA, LLCMEMBER—
CAFFRAY, MARK LANKESTERMANAGER/CHIEF EXECUTIVE OFFICER—
SKWERES, DENISE PAREJKOFINOP5332253

Disclosures

Regulatory Event

11

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2015About the Series 24 exam

Series 14 — Compliance Officer Examination

Passed Dec 2012About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2012About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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