William A. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Allan Levy, CFP®, who also goes by Bill Levy, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 11 firms and has passed the Series 65, Series 63, Series 000 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
April 11, 2012 - April 10, 2014
JHS CAPITAL ADVISORS, LLC
April 9, 2012 - April 10, 2014
JHS CAPITAL ADVISORS, LLC
August 15, 2008 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
August 14, 2008 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
April 15, 2005 - April 27, 2007
THE CONCORD EQUITY GROUP, LLC
April 15, 2005 - August 15, 2008
THE CONCORD EQUITY GROUP, LLC
August 7, 1998 - April 26, 2005
FIRST MONTAUK SECURITIES CORP.
October 31, 1995 - April 26, 2005
FIRST MONTAUK SECURITIES CORP.
July 27, 1993 - October 18, 1995
UBS FINANCIAL SERVICES INC.
September 4, 1990 - July 15, 1993
WELLS FARGO CLEARING SERVICES, LLC
April 7, 1988 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
May 15, 1980 - June 7, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
February 24, 1978 - June 15, 1980
MORGAN STANLEY DW INC.
March 2, 1971 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
January 13, 1970 - April 25, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 2/2/1970
General Securities Principal ExaminationSeries 00
Date: 10/31/1968
General Securities Principal ExaminationCurrent Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
