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Stephanie Irving Blakes

Stephanie I. Blakes

SEREN WEALTH ADVISORS
HOUSTON, TX
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CRD#: 3083697
Stephanie Irving Blakes
Stephanie Irving BlakesSEREN WEALTH ADVISORS

Professional summary

Stephanie Irving Blakes, CFP®, who also goes by Stephanie I. Blakes, Stephanie I Blakes, Stephanie Anne Irving, is a registered financial advisor currently at SEREN WEALTH ADVISORS, LLC located in Houston, Texas and CALDERWOOD FINANCIAL STRATEGIES, INC. located in Houston, Texas.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephanie has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Stephanie I. Blakes | Stephanie I Blakes | Stephanie Anne Irving

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Irving Blakes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

March 9, 2016 - Present

SEREN WEALTH ADVISORS, LLC

RIA
CRD#: 282770
HOUSTON, TX
Current

April 13, 2022 - Present

CALDERWOOD FINANCIAL STRATEGIES, INC.

Office #1: 8556 Katy Freeway Suite 108, Houston, TX 77024
RIA
CRD#: 313466
Houston, TX
Past

May 22, 2013 - March 17, 2016

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
HOUSTON, TX
Past

May 2, 2013 - March 10, 2016

WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.

RIA
CRD#: 119127
HOUSTON, TX
Past

April 4, 2013 - March 17, 2016

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
HOUSTON, TX
Past

September 7, 2000 - March 19, 2003

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CALDERWOOD FINANCIAL STRATEGIES, INC.
CALDERWOOD FINANCIAL STRATEGIES, INC.

CRD#: 313466 / SEC#: 801-120801

RIA
Registered Investment Advisory firm - (4/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(12/9/2019)
IAR
Texas
(3/9/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/8/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/17/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/2013
General Securities Representative Examination

Current Firm

CF
CALDERWOOD FINANCIAL STRATEGIES, INC.
CALDERWOOD FINANCIAL STRATEGIES, INC.

CRD#: 313466 / SEC#: 801-120801

RIA
Registered Investment Advisory firm - (4/15/2021 Approved)
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Contact information

Main Address
510 Bering Drive Suite 540, Houston, TX 77057
Mailing Address
Phone number
(832) 821-2462
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CALDERWOOD PART 2A (3/9/2026)

Regulatory assets under management

Total Number of Accounts69
AUM (Assets Under Management)$ 228,534,086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CALDERWOOD FINANCIAL STRATEGIES, INC.

CRD#: 313466Houston, TX

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