Brooke B. West
TRUIST ADVISORY SERVICES | Managing Director
BOCA RATON, FL 33486
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CRD#: 3083672
Professional summary
Brooke Bacon West, CFP®, who also goes by Brooke Alison Bacon, Brooke Alison West, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Boca Raton, Florida and TRUIST INVESTMENT SERVICES, INC. located in Boca Raton, Florida.
Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brooke has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Insurance
Financial planning
Retirement planning
What is your current number of clients?
Under 50
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Brooke Alison Bacon | Brooke Alison West
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BAYVIEW WAREHOUSE LLC POSITION: Managing Member of LLC NATURE: Bayview Warehouse LLC was established to own commercial real estate. The Warehouse is not rented out nor used for any business purpose, only personal storage. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/29/2025 ADDRESS: Fort Lauderdale FL, United States DESCRIPTION: Nothing beyond paying the expenses related to the property, such as real estate taxes, insurance, HOA fees and utilities.
CRS (Client Relationship Summary) - RIA
Click below to view Brooke Bacon West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
August 16, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1 Town Center Rd, Boca Raton, FL 33486RIA
CRD#: 283390
BOCA RATON, FL
Current
September 1, 1999 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1 Town Center Rd Ste 200, Boca Raton, FL 33486Office #2: 515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301BD
CRD#: 17499
BOCA RATON, FL
Past
February 3, 2003 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/24/2019)
RR
Colorado(1/13/2011)
RR
Connecticut(10/31/2018)
RR
Delaware(10/26/2015)
RR
Florida(9/3/1999)
IAR
Florida(8/16/2016)
RR
Georgia(1/21/2010)
RR
Illinois(1/22/2008)
RR
Indiana(6/11/2024)
RR
Kansas(6/11/2024)
RR
Kentucky(6/11/2024)
RR
Maryland(1/25/2007)
RR
Massachusetts(1/22/2013)
RR
Minnesota(5/21/2019)
RR
Montana(5/21/2019)
RR
Nevada(11/30/2018)
RR
New Jersey(5/9/2019)
RR
New Mexico(3/26/2015)
RR
New York(10/13/2006)
RR
North Carolina(1/25/2007)
RR
Ohio(7/18/2012)
RR
Oregon(4/30/2019)
RR
Pennsylvania(4/12/2019)
RR
South Carolina(6/9/2017)
RR
Tennessee(1/25/2005)
RR
Texas(1/8/2008)
IAR
Texas(3/13/2017)
RR
Virginia(1/8/2015)
RR
Wisconsin(8/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Company Information
TRUIST ADVISORY SERVICES, INC.
Managing DirectorCRD#: 283390Boca Raton, FL 33486TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
