Peter D. Dixon

WAYPOINT WEALTH MANAGEMENT

Timonium, MD 21093

Some features on this profile are disabled

CRD#: 3083659

Professional summary

Peter David Dixon, CFP® is a registered financial advisor currently at WAYPOINT WEALTH MANAGEMENT located in Timonium, Maryland.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Peter has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter David Dixon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

September 30, 2015 - Present

WAYPOINT WEALTH MANAGEMENT

Office #1: 9515 Deereco Road Suite 604, Timonium, MD 21093

RIA

CRD#: 155574

Timonium, MD

Past

April 16, 2009 - September 30, 2015

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

TOWSON, MD

Past

April 16, 2009 - September 30, 2015

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

TOWSON, MD

Past

February 27, 2009 - April 20, 2009

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

TOWSON, MD

Past

February 27, 2009 - April 20, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

TOWSON, MD

Past

August 20, 2008 - January 12, 2016

FINANCIAL COUNCIL, LLC

RIA

CRD#: 110748

TOWSON, MD

Past

May 23, 2003 - February 27, 2009

ADVANTAGE CAPITAL CORPORATION

RIA

CRD#: 146

TOWSON, MD

Past

May 12, 2000 - February 27, 2009

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

TOWSON, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAYPOINT WEALTH MANAGEMENT

CALLAN & PALMER FINANCIAL ADVISORS, LLC | WAYPOINT WEALTH MANAGEMENT, LLC | WAYPOINT WEALTH MANAGEMENT

CRD#: 155574 / SEC#: 801-110641

RIA

Registered Investment Advisory firm - (5/31/2017 Approved)

Maryland

Registered Investment Advisory firm - (6/23/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/7/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/22/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WAYPOINT WEALTH MANAGEMENT

CALLAN & PALMER FINANCIAL ADVISORS, LLC | WAYPOINT WEALTH MANAGEMENT, LLC | WAYPOINT WEALTH MANAGEMENT

CRD#: 155574 / SEC#: 801-110641

RIA

Registered Investment Advisory firm - (5/31/2017 Approved)

Maryland

Registered Investment Advisory firm - (6/23/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9515 Deereco Road Suite 604, Timonium, MD 21093

Mailing Address

Phone number

(410) 561-3994

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAYPOINT WEALTH MANAGEMENT LLC FORM ADV PART 2 (2/18/2025)

Regulatory assets under management

Total Number of Accounts	547
AUM (Assets Under Management)	$ 209,069,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Brian Mckinney

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter D. Dixon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter David Dixon's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

FINANCIAL COUNCIL, LLC

ADVANTAGE CAPITAL CORPORATION

ADVANTAGE CAPITAL CORPORATION

Primary Firm SEC Registration

WAYPOINT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/7/2004

Series 65

Date: 5/22/2003

SIE

Date: 9/30/2015

Series 7

Date: 10/11/2002

Series 6

Date: 5/10/2000

Current Firm

WAYPOINT WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAYPOINT WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

Similar Advisors