John J. Leonard
Professional summary
John Joseph Leonard is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Chicago, Illinois and SANFORD C. BERNSTEIN & CO., LLC located in Chicago, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. John has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Leonard's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2009 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 227 West Monroe Avenue, Suite 5900, Chicago, IL 60606October 5, 2009 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 227 West Monroe Street Suite 5900, Chicago, IL 60606June 1, 2009 - September 30, 2009
MORGAN STANLEY
June 1, 2009 - September 30, 2009
MORGAN STANLEY
September 12, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 7, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2018)
(2/10/2022)
(10/11/2023)
(2/17/2022)
(5/15/2012)
(9/23/2015)
(3/8/2021)
(3/22/2022)
(7/5/2022)
(1/30/2014)
(3/24/2014)
(3/24/2014)
(10/5/2009)
(10/5/2009)
(11/9/2020)
(12/14/2015)
(7/16/2021)
(3/13/2019)
(10/6/2021)
(7/20/2016)
(12/23/2009)
(8/5/2010)
(11/18/2021)
(4/11/2016)
(4/2/2010)
(11/7/2013)
(3/21/2014)
(10/13/2021)
(10/15/2021)
(1/15/2014)
(12/15/2015)
(3/24/2014)
(8/20/2014)
(5/28/2024)
(7/19/2019)
(3/24/2014)
(4/4/2014)
(2/26/2025)
(10/14/2021)
(2/10/2022)
(2/9/2011)
(1/23/2014)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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