Lori A. Silverthorne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Ann Silverthorne, who also goes by Lori Ann Furletti, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 2003. Lori had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 30 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2020 - July 14, 2026
T. ROWE PRICE ASSOCIATES, INC.
May 18, 2020 - July 14, 2026
T. ROWE PRICE INVESTMENT SERVICES, INC.
April 28, 2006 - March 7, 2018
CHARLES SCHWAB & CO., INC.
April 28, 2006 - March 7, 2018
CHARLES SCHWAB & CO., INC.
March 16, 2006 - April 3, 2006
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - April 3, 2006
FRANKLIN DISTRIBUTORS, LLC
October 6, 2004 - January 24, 2006
LEGG MASON WOOD WALKER, INCORPORATED
April 14, 2003 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
