John H. Beatson
Professional summary
John Herbert Beatson JR., who also goes by John Herbert Beatson, is a registered financial advisor currently at SEPIO CAPITAL, LP located in Salt Lake City, Utah.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 5 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Herbert Beatson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2018 - Present
SEPIO CAPITAL, LP
Office #1: 2795 E Cottonwood Pkwy. Suite 600, Salt Lake City, UT 84121September 24, 2009 - April 24, 2019
MARSHFIELD ASSOCIATES
January 25, 2005 - October 3, 2007
FERRIS, BAKER WATTS, LLC
June 12, 2000 - January 10, 2005
GOLDMAN SACHS & CO. LLC
December 22, 1999 - May 23, 2000
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
Primary Firm SEC Registration
SEPIO CAPITAL, LP
CRD#: 285645 / SEC#: 801-108889
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/26/2021)
Exams
Series 55
Date: 2/4/2000
Limited Representative-Equity Trader ExamCurrent Firm
SEPIO CAPITAL, LP
CRD#: 285645 / SEC#: 801-108889
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 345 |
| AUM (Assets Under Management) | $ 4,464,814,589 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
