Nichole D. Michelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nichole Deanne Michelson, who also goes by Nichole Deann Atkinson, Nicole Deanne Atkinson, Nicole Atkinson, was a registered financial professional .
Nichole is a previously registered financial professional and started their career in finance in 1998. Nichole had worked at 8 firms and has passed the Series 63, Series 7, Series 55 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2012 - December 14, 2012
GARRISON SECURITIES LLC
December 16, 2011 - February 9, 2012
OMNICAP, LLC
January 24, 2006 - May 2, 2007
CROWELL, WEEDON & CO.
January 8, 2005 - September 21, 2005
TULLETT PREBON FINANCIAL SERVICES LLC
April 2, 2004 - January 14, 2005
BURLINGTON CAPITAL MARKETS INC.
June 5, 2001 - May 21, 2002
SCHONFELD SECURITIES, LLC
February 16, 2000 - May 30, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 4, 1998 - February 28, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
GARRISON SECURITIES LLC
CRD#: 159427 / SEC#: , 8-68985
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GARRISON STRATEGIC ADVISORS LLC | PARENT | |
| CHASE, BRIAN STEVEN | COO | 5855556 |
| CHASE, BRIAN STEVEN | CEO | 5855556 |
| MEGENITY, BRIAN MCDONALD | CHIEF COMPLIANCE OFFICER | 2889637 |
| MEGENITY, BRIAN MCDONALD | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2889637 |
Red Flags
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