Guy-max Delphin
Professional summary
Guy-max Delphin, who also goes by Guymax Delphin, is a registered financial advisor currently at DELPHIN INVESTMENTS located in New York, New York.
Guy-max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Guy-max has worked at 3 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Guy-max Delphin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2024 - Present
DELPHIN INVESTMENTS
February 17, 2009 - December 13, 2018
DELPHIN INVESTMENTS
June 9, 2005 - July 3, 2006
JEFFERIES LLC
May 10, 2002 - June 10, 2005
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2024)
Exams
Current Firm
DELPHIN INVESTMENTS
CRD#: 149126 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 4,100,000 |
Red Flags
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