CC
Christopher T. Connelly
KESTRA ADVISORY SERVICES
W. SPRINGFIELD, MA 01089
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CRD#: 3083364
CC
Professional summary
Christopher Thomas Connelly, who also goes by Chris Connelly, Christopher T Connelly, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in W. Springfield, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in W. Springfield, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Connelly | Christopher T Connelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Foley/Connelly Benefits Group Investment Related: Yes Address: 37 Elm Street West Springfield MA 01089 Nature of Business: Insurance Position, Title or Relationship: Partner Start Date: 3/15/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: referring clients and businessesBusiness Name: Foley/Connelly Financial Partners, LLC Investment Related: Yes Address: 37 Elm Street West Springfield MA 01089 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: member, president Start Date: 12/31/2004 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: President, marketing, selling products and servicesBusiness Name: West Springfield Boys and Girls Club Investment Related: No Address: 615 Main Street West Springfield MA 01089 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Board Member Start Date: 6/15/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: we set policy and review financials and help with activities for the clubBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Calico Financial Investment Related: No Address: 69 Hale Street West Springfield MA 01089 Nature of Business: Other Back Office Operations Position, Title or Relationship: President Start Date: 12/10/2104 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Business ManagementBusiness Name: Ridgeline Financial Partners North, LLC DBA Daury Wealth Managment Investment Related: Yes Address: 243 King Street Suite 244 Northampton MA 01060 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Member Start Date: 7/1/2021 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Member, Registered Investment Advisor
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Thomas Connelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 37 Elm St, W. Springfield, MA 01089RIA
CRD#: 283330
W. SPRINGFIELD, MA
Current
December 9, 2004 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 37 Elm St, W. Springfield, MA 01089Office #2: 243 King Street Suite 244, Northampton, MA 01060BD
CRD#: 42046
W. Springfield, MA
Past
August 14, 1998 - January 5, 2005
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/28/2024)
RR
California(7/24/2020)
RR
Colorado(3/26/2024)
RR
Connecticut(12/9/2004)
RR
Florida(11/27/2007)
RR
Georgia(11/6/2023)
RR
Hawaii(2/17/2022)
RR
Indiana(6/29/2022)
RR
Kentucky(2/8/2022)
RR
Louisiana(2/17/2022)
RR
Maine(1/11/2022)
RR
Massachusetts(12/9/2004)
IAR
Massachusetts(11/29/2016)
RR
Michigan(2/17/2022)
RR
Minnesota(2/17/2022)
RR
Missouri(3/26/2025)
RR
New Hampshire(12/9/2004)
RR
New Jersey(1/27/2020)
RR
New Mexico(2/17/2022)
RR
New York(12/9/2004)
RR
North Carolina(2/18/2022)
RR
Ohio(4/29/2025)
RR
Oklahoma(2/17/2022)
RR
Oregon(2/16/2024)
RR
Pennsylvania(2/17/2022)
RR
Rhode Island(7/14/2008)
RR
South Carolina(3/21/2017)
RR
Texas(2/17/2022)
RR
Vermont(6/20/2019)
RR
Virginia(7/24/2020)
RR
Washington(2/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330W. Springfield, MA 01089TRUST BUT VERIFY
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