Daryl A. Cheatham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daryl Allen Cheatham was a registered financial professional .
Daryl is a previously registered financial professional and started their career in finance in 1998. Daryl had worked at 7 firms and has passed the Series 66, Series 7, Series 52, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2015 - December 4, 2019
LIONSGATE INVESTMENTS, INC.
September 10, 2014 - December 31, 2014
LIONSGATE INVESTMENTS, INC.
November 1, 2011 - September 15, 2014
MORGAN STANLEY
November 1, 2011 - September 15, 2014
MORGAN STANLEY
May 22, 2006 - November 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 2006 - November 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 2005 - March 16, 2006
MML INVESTORS SERVICES, LLC
April 26, 2005 - December 5, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
April 26, 2005 - December 5, 2005
IDS LIFE INSURANCE COMPANY
April 26, 2005 - December 5, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
August 13, 1998 - September 15, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIONSGATE INVESTMENTS, INC.
CRD#: 172092 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
