AM
Aon D. Miller
AM INVESTMENT STRATEGIES
Chattanooga, TN 37402
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CRD#: 3083225
AM
Professional summary
Aon Douglas Miller, CFP® is a registered financial advisor currently at AM INVESTMENT STRATEGIES, LLC located in Chattanooga, Tennessee.
Aon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Aon has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Aon Miller: Investment related. Insurance sales. Start date 10/2012. 5 Hrs/Mo., Chattanooga Tennessee. 2. City of Chattanooga General Pension Plan: Vice Chairman/Board of Directors; Start Date: 01/2016; Chattanooga, Tennessee; Non-investment related - no investment decisions made for Plan; Duties: Review Plan's third party managers; 1 Hr/Qtr. 3. The Honors Course: Board of Directors and Secretary of Club; Start Date: 2007; Lee Highway, Ooltewah, TN; Duties: Take minutes at all board, specially called, and executive meetings; 12 hours a quarter in total, 4 during trading hours. 4. Tennessee Golf Association: Board of Directors; Start Date: 2006; Franklin, TN; Duties: Attend Board meetings; 12 hours a year in total, Zero during trading hours. 5. St. Paul's Episcopal Church: Investment Committee Board member; Start Date:2017; Chattanooga, TN; Duties: Attend a semi-annual board meeting; 4 hours a year in total, 4 hours during trading hours; No specific investment decisions are made. 6. Southern Golf Association: Board of Directors; Start Date: 2015; Birmingham, AL; Duties: Attend the annual meeting; 12 hours a year in total, Zero during trading hours. 7. Aon is a licensed insurance agent with various insurance companies, and in such capacity, may recommend, on a fully-disclosed commission basis, the purchase of certain insurance products. While we do not sell such insurance products to our investment advisory clients, we do permit Aon, in his capacity as a licensed insurance agent, to sell insurance products to our investment advisory clients. 8. Cleveland State Community College Foundation: Board Member; Start Date: 8/2023; Cleveland, TN; Duties: Finance Committee; 5 hours a year in total, generally during trading hours; No investment decisions are made.
CRS (Client Relationship Summary) - RIA
Click below to view Aon Douglas Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
November 9, 2012 - Present
AM INVESTMENT STRATEGIES, LLC
Office #1: 832 Georgia Avenue Suite 100, Chattanooga, TN 37402RIA
CRD#: 165823
Chattanooga, TN
Past
November 21, 2012 - April 10, 2013
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
CHATTANOOGA, TN
Past
July 27, 2011 - October 12, 2012
BENJAMIN F. EDWARDS & COMPANY, INC.
RIA
CRD#: 146936
CHATTANOOGA, TN
Past
July 25, 2011 - October 12, 2012
BENJAMIN F. EDWARDS & COMPANY, INC.
BD
CRD#: 146936
CHATTANOOGA, TN
Past
January 1, 2008 - July 26, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHATTANOOGA, TN
Past
January 1, 2008 - July 26, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHATTANOOGA, TN
Past
February 17, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
CHATTANOOGA, TN
Past
August 14, 1998 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
CHATTANOOGA, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AM INVESTMENT STRATEGIES, LLC
AM INVESTMENT STRATEGIES, LLC
CRD#: 165823 / SEC#: 801-77283
RIA
Registered Investment Advisory firm - (11/8/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(11/9/2012)
IAR
Texas(1/16/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AI
AM INVESTMENT STRATEGIES, LLC
AM INVESTMENT STRATEGIES, LLC
CRD#: 165823 / SEC#: 801-77283
RIA
Registered Investment Advisory firm - (11/8/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
832 Georgia Avenue Suite 100, Chattanooga, TN 37402
Mailing Address
Phone number
(423) 486-1888
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,357 |
| AUM (Assets Under Management) | $ 709,903,352 |
Red Flags
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Company Information
AM INVESTMENT STRATEGIES, LLC
CRD#: 165823Chattanooga, TN 37402TRUST BUT VERIFY
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