Mark J. Kamies

FNEX CAPITAL

Indianapolis, IN 46204

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CRD#: 3083176

Professional summary

Mark James Kamies is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark James Kamies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2016 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204

CRD#: 166316

Indianapolis, IN

Past

May 18, 2016 - December 31, 2021

CATALYST CAPITAL ADVISORS LLC

RIA

CRD#: 139895

Nixa, MO

Past

July 27, 2012 - May 19, 2014

MONTICELLO INVESTMENT SERVICES, INC.

RIA

CRD#: 140851

SPRINGFIELD, MO

Past

August 23, 2010 - December 4, 2015

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

SPRINGFIELD, MO

Past

August 26, 2008 - December 1, 2009

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

RIA

CRD#: 125568

NIXA, MO

Past

June 24, 2008 - August 19, 2010

SAMUELS CHASE & CO., INC.

CRD#: 36699

SANTA YSABEL, CA

Past

May 13, 2005 - June 13, 2008

INTEGRITY FUNDS DISTRIBUTOR, LLC

CRD#: 26293

MINOT, ND

Past

May 16, 2002 - March 22, 2004

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

SAN ANTONIO, TX

Past

May 16, 2001 - March 1, 2002

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

September 18, 2000 - July 18, 2001

FSB PREMIER WEALTH MANAGEMENT, INC.

CRD#: 15898

WATERLOO, IA

Past

August 26, 1998 - October 3, 2000

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Missouri
(1/11/2016)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FNEX CAPITAL, LLC

APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Mailing Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Phone number

(317) 580-2588

Established

Indiana since 06/04/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FNEX, LLC	MEMBER
HEGER, LOREN EUGENE	CEO, CCO, AMLCO, EXEC. REP.	6143753
TEUFEL, FREDERICK CHARLES	FINOP	2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark J. Kamies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark James Kamies's CRS (Customer Relationship Summary).

Certified licenses

Experience

CATALYST CAPITAL ADVISORS LLC

MONTICELLO INVESTMENT SERVICES, INC.

MIDAMERICA FINANCIAL SERVICES, INC.

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

SAMUELS CHASE & CO., INC.

INTEGRITY FUNDS DISTRIBUTOR, LLC

INVESTMENT PROFESSIONALS, INC.

CETERA INVESTMENT SERVICES LLC

FSB PREMIER WEALTH MANAGEMENT, INC.

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2008

Series 63

Date: 8/5/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/29/1998

FINRA

Current Firm

FNEX CAPITAL, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FNEX CAPITAL, LLC

TRUST BUT VERIFY

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