MC
Michael G. Conaty
TVAMP
Knoxville, TN 37919
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CRD#: 3083149
MC
Professional summary
Michael Griffin Conaty is a registered financial advisor currently at TVAMP, LLC located in Knoxville, Tennessee and LPL FINANCIAL LLC located in Knoxville, Tennessee.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/31/2016 - Tennessee Valley Asset Management Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/13/2016 - 25 Hours Per Month/20 Hours During Securities Trading - Time Spent 49%. 2. 11/15/2016: Tennessee Valley Asset Management Partners (TVAMP) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/13/2016 - 25 Hours Per Month/20 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Tennessee Valley Asset Management Partners, an independent investment advisor firm. I started this business activity in October 2016 I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/12/2016 - Tennessee Brokerage Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/08/2016 - 1 Hour Per Month During Securities Trading 4. 06/09/2023 - Knox Youth Sports - Not Investment Related - Knoxville, TN - Outside/W-2 Employment - Start Date 04/01/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading 5. 05/14/2025 - Act in a Fiduciary Capacity for Ann Marie Conaty - Non-Investment Related - Not Compensated - Start Date: 08/21/2019
CRS (Client Relationship Summary) - RIA
Click below to view Michael Griffin Conaty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2016 - Present
TVAMP, LLC
Office #1: 6025 Brookvale Lane Suite 160, Knoxville, TN 37919RIA
CRD#: 160321
Knoxville, TN
Current
October 31, 2016 - Present
LPL FINANCIAL LLC
Office #1: 6025 Brookvale Lane Ste 160, Knoxville, TN 37919RIA
BD
CRD#: 6413
Knoxville, TN
Past
October 10, 2013 - November 1, 2016
FIRST HORIZON ADVISORS, INC.
RIA
CRD#: 17117
KNOXVILLE, TN
Past
June 24, 2009 - October 10, 2013
FTB ADVISORS, INC.
RIA
CRD#: 143830
MEMPHIS, TN
Past
March 16, 2004 - March 30, 2012
FIRST HORIZON ADVISORS, INC.
RIA
CRD#: 17117
KNOXVILLE, TN
Past
October 17, 2001 - November 1, 2016
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
KNOXVILLE, TN
Past
January 28, 2000 - August 10, 2001
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
January 27, 2000 - January 28, 2000
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
May 20, 1999 - January 31, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
September 23, 1998 - April 12, 1999
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TVAMP, LLC
BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC
CRD#: 160321 / SEC#: 801-96325
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/22/2015 Terminated)Tennessee
Registered Investment Advisory firm - (5/29/2015 Terminated)Texas
Registered Investment Advisory firm - (5/22/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/28/2024)
RR
New York(9/10/2020)
RR
Tennessee(11/1/2016)
IAR
Tennessee(11/9/2016)
IAR
Texas(9/26/2024)
RR
Texas(3/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TVAMP, LLC
BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC
CRD#: 160321 / SEC#: 801-96325
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/22/2015 Terminated)Tennessee
Registered Investment Advisory firm - (5/29/2015 Terminated)Texas
Registered Investment Advisory firm - (5/22/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6025 Brookvale Lane Suite 160, Knoxville, TN 37919
Mailing Address
Phone number
(865) 226-9982
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,768 |
| AUM (Assets Under Management) | $ 1,000,508,308 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TVAMP, LLC
CRD#: 160321Knoxville, TN 37919TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
