ST
Sarah J. Tufts
CENTAURUS FINANCIAL
Wilsonville, OR
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CRD#: 3083025
ST
Professional summary
Sarah Jane Tufts, who also goes by Sarah Jane Haney, Sarah Haney, Sarah J Tufts, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Wilsonville, Oregon.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Sarah has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Jane Haney | Sarah Haney | Sarah J Tufts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tufts Wealth Management, non-investment related, Wilsonville, OR 97070, DBA for branding purposes only.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Jane Tufts's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sarah Jane Tufts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2024 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Wilsonville, OR
Current
October 31, 2024 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Wilsonville, OR
Past
February 1, 2024 - October 30, 2024
DIVERSIFY ADVISORY SERVICES, LLC
RIA
CRD#: 326060
wilsonville, OR
Past
January 17, 2024 - October 30, 2024
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
SANDY, UT
Past
December 16, 2022 - January 25, 2024
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
WILSONVILLE, OR
Past
October 14, 2005 - January 25, 2024
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
WILSONVILLE, OR
Past
July 8, 1998 - October 20, 2005
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/29/2025)
IAR
Arizona(10/10/2025)
RR
California(10/31/2024)
IAR
California(10/31/2024)
RR
Colorado(9/29/2025)
IAR
Colorado(10/1/2025)
RR
Connecticut(9/29/2025)
RR
Florida(9/29/2025)
IAR
Florida(9/30/2025)
RR
Hawaii(9/29/2025)
IAR
Hawaii(9/30/2025)
IAR
Idaho(4/3/2025)
RR
Idaho(9/29/2025)
IAR
Massachusetts(3/7/2025)
RR
Massachusetts(9/29/2025)
RR
Montana(9/29/2025)
IAR
Montana(9/30/2025)
RR
North Carolina(11/14/2024)
IAR
North Carolina(1/16/2025)
RR
Oregon(10/31/2024)
IAR
Oregon(10/31/2024)
IAR
Texas(4/2/2025)
RR
Washington(1/14/2025)
IAR
Washington(1/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
